12 Policy Enforcement jobs in Thailand

Regulatory Affairs

Bangkok, Bangkok PRTR

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Job Description

Our client is a global pharmaceutical company in Thailand.

They're now looking for a Regulatory Affairs to join them.

**Responsibilities**
- Coordinating closely with suppliers to obtain complete registration documents for faster product registrations in Thailand.
- Preparing submissions to the local health authority for new products, license renewal, and variations to existing products in line with Marketing launch plans as necessary.
- Submitting documents and following up until obtaining approval for registration of drug products.
- Providing additional documents for product clearance, if required.
- Providing technical support/documents to all principals and new businesses as required.
- Preparing and submitting Medical Device diagnostic/classification to get a confirmation letter.
- Creating monthly reports to the Regulatory Affairs Manager about Medical registration.
- Being responsible for Medical Device Vigilance including submission of medical device event reports as required by the applicable local regulations and requirements to the Thai FDA and Supplier.
- Being responsible for Medicine vigilance and submission reports to Suppliers and the Thai FDA.

**Qualifications**
- At least a Bachelor’s Degree or higher in Sciences/Pharmaceutical or other related fields.
- 1-3 years of experience in regulatory affairs.
- Good command of computer literacy especially MS Excel.
- Superior interpersonal and communication skills.
- Ability to handle multiple projects and work under stress.
- Excellent proficiency in English verbal and written communication is required.
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Senior Regulatory Affairs

3M

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**Job Description**:
Job Title

Senior Regulatory Affairs

Collaborate with Innovative 3Mers Around the World

Choosing where to start and grow your career has a major impact on your professional and personal life, so it’s equally important you know that the company that you choose to work at, and its leaders, will support and guide you. With a diversity of people, global locations, technologies and products, 3M is a place where you can collaborate with 96,000 other curious, creative 3Mers.

The Impact You’ll Make in this Role

As a Regulatory Affairs Specialist, you will have the opportunity to tap into your curiosity and collaborate with some of the most innovative and diverse people around the world. Primary Responsibilities include but are not limited to the following:

- Provide support and expertise as part of the Regulatory organization using knowledge of global regulatory requirements and paths to support achievement of business objectives.
- Prepare Standard Technical Documentation packages for Consumer Health products for use in international medical device registrations
- Assure that all drug, device, and establishment listings for Consumer Health products are accurate and up to date
- Advise on new regulatory strategies to address ‘new to the world’ development programs and assess ease of regulatory approval in various markets to help business prioritization of market opportunities. Identify risks and develop mitigation plans
- Prepare certificates for international government registration needs, including preparation of Country or region-specific Declarations of Conformity for products
- Review product labeling and claims for compliance to applicable regulations
- Represent Regulatory Affairs on multidisciplinary project teams including New Product Introductions
- Ensure compliance with applicable regulatory requirements including those pertaining to product safety and post-market surveillance / vigilance
- Address product changes in regulatory documentation

Your Skills and Expertise

To set you up for success in this role from day one, 3M requires (at a minimum) the following qualifications:

- Bachelor’s degree or higher (completed and verified prior to start) from an accredited institution
- Three (3) years of combined experience in Regulatory Affairs in a private, public, government or military environment

Additional qualifications that could help you succeed even further in this role include:

- Regulatory Affairs experience in one or more of the following areas: combination products, medical devices, medical device components, cosmetics and/or over the counter drugs
- Understanding of device and drug regulations, with experience with FDA and international submissions
- Demonstrated ability to support technical efforts, with proven experience collaborating effectively with cross functional team members
- Ability to multi-task and prioritize personal workload to meet deadlines
- Strong verbal and written communication skills with the ability to provide diligent, concise, and fact-based communication to Executive Management and cross-functional peers
- Proficient in Microsoft Office Tools

Work location: Hybrid Eligible (Job Duties allow for some remote work but require travel to the 3M Center at least 2 days per week)

Travel: May include up to 5% domestic / international

Relocation Assistance: May be authorized

Must be legally authorized to work in country of employment without sponsorship for employment visa status (e.g., H1B status).

Supporting Your Well-being

3M offers many programs to help you live your best life - both physically and financially. To ensure competitive pay and benefits, 3M regularly benchmarks with other companies that are comparable in size and scope.

Chat with Max

For assistance with searching through our current job openings or for more information about all things 3M, visit Max, our virtual recruiting.

Our approach to flexibility is called Work Your Way, which puts employees first and drives well-being in ways that enable 3M’s business and performance goals. You have flexibility in where and when work gets done. It all depends on where and when you can do your best work.

3M Global Terms of Use and Privacy Statement
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Regulatory Affairs Manager

Bangkok, Bangkok Rxilient Medical (Thailand) Co., Ltd

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Directly report to local Business Manager and be responsible on local regulatory submissions, developing regulatory strategies, and ensuring compliance with applicable laws and regulations. You will collaborate with various internal departments and external agencies to achieve regulatory objectives and support business goals. Additionally, you will stay up to date with regulatory changes and maintain positive relationships with regulatory authorities and trade associations.
- Develop and execute local regulatory submissions plan in adherence to relevant regulations.
- Contribute to the development of regulatory strategies for new products and changes to existing products, aligning them with business objectives.
- Review, compile, and submit NDAs for drug and medical device products, following local regulations and international formats such as ICH and ACTD.
- Manage the compilation and submission of responses to queries raised during NDA evaluations, coordinating with international functions and ensuring timely approval.
- Collaborate with commercial teams to address regulatory requirements for new product launches, including activities related to promotional material reviews and alignment with brand guidelines and registered product details.
- Manage compliance of product labels and collaborate with the supply chain to implement regulatory requirements in commercial shipments within the Philippines.
- Ensure regulatory compliance and support license renewals for the existing product portfolio, aligning with business needs.
- Maintain regulatory systems, databases, and connections with local authorities.
- Provide regulatory advice to colleagues within the organization, including regulatory colleagues and other departments.
- Collate information from the region for periodic safety updates reports.
- Stay informed about regulatory changes in the local market and monitor their potential impact on the organization.
- Liaise with internal functions such as Production, R&D, and QA departments to facilitate regulatory operations and ensure alignment.
- Manage product submissions, registrations, and compliance with international regulatory standards by preparing and submitting technical dossiers or files to local regulatory authorities.
- Develop and maintain professional relationships with regulatory authorities and trade associations, aiming to influence positive changes in the regulatory environment.
- Support registrations in new or export markets for commercial development.
- Engage with export parties to establish a list of products for export and manage regulatory requirements.
- Handle queries from potential export parties and overseas health authorities.
- Manage company regulatory affairs activities, including reports, license transfers, and renewals, to ensure compliance with government requirements and company standards.
- Perform any other ad-hoc duties as and when assigned by the Company.

**Job Specification**
- Bachelor's degree in Pharmacy, Life Sciences, or a related field. Advanced degree preferred.
- Minimum of 10 years of experience in regulatory affairs within the pharmaceutical industry.
- In-depth knowledge of local regulations, ICH guidelines, and international regulatory standards.
- Proven experience in managing regulatory submissions, including NDAs and technical dossiers.
- Strong understanding of drug and medical device regulatory processes and requirements.
- Excellent project management skills with the ability to coordinate multiple stakeholders.
- Strong interpersonal and communication skills to collaborate effectively with internal and external stakeholders.
- Attention to detail and ability to work in a highly regulated and compliance-driven environment.
- Proficient in using regulatory systems and databases.
- Familiarity with safety updates reporting and market intelligence activities.
- Ability to stay updated with regulatory changes and adapt strategies accordingly.
- Fluent in English (written and verbal).
- Regulatory affairs certifications or professional memberships are desirable.

**Job Types**: Full-time, Permanent

**Salary**: ฿50,000.00 - ฿80,000.00 per month
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Regulatory Affairs Manager

Ascendant Biotech Corporation

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Job Description

Manage all activities related to product commercialization for pharmaceutical products, medical devices and biologics (from import, production, clinical trials, to registration)
- Review and evaluate product documentation, along with coordination for any additional documents, clarifications, samples, etc. as required for GMP certification and product registration
- Identify potential paths to registration, risks, and potential mitigations for technologies under evaluation
- Ensure that all practices comply with the laws, guidelines, regulations and practices in

Thailand
- Provide input and advance notification on potential regulatory and quality risks and propose/develop preventive and corrective strategies by exploring ways for registrations
- Maintain high level regulatory intelligence by staying abreast on existing and developing regulations, guidelines, laws and overall competitive landscape in the regulatory domain
- Manage and coordinate all relevant pharmacovigilance activities for the products according to Thai FDA regulations
- Ensure documentation of the registered products
- Perform all other duties assigned by management
- Maintain excellent working relationship with Thai FDA and governing bodies
- Maintain excellent working relationship with academic institutions, companies, and other entities that Company works with
- Able to discuss with all Thai parties on Company’s behalf

**Qualifications**
- Must be a Thai national
- Bachelor’s Degree in Pharmacy
- Minimum 2years of work experience in RA (New Drugs, Biologics, Medical Devices)
- Good command of English - speak, read, write
- Demonstrated success in key negotiations
- Able to wear multiple hats in an early stage startup
- Takes initiative and is intellectually honest. Will research or consult if does not know or is not certain of the answer, whether about business or about how to navigate through FDA regulations
- Excellent working relationship with Thai FDA is an advantage
- Experience in product registration for biological products or new drugs is an advantage
- Experience in Thai FDA is an advantage

ประเภทของงาน: งานประจำ

เงินเดือน: ฿50,000.00 - ฿75,000.00 ต่อเดือน

ประสบการณ์:

- pharmacist: 2 ปี (ต้องการ)

ภาษา:

- ภาษาอังกฤษ (ต้องการ)
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Manager Regulatory Affairs

Bangkok, Bangkok DKSH (Thailand) Limited

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About DKSH
DKSH’s purpose is to enrich people’s lives by providing access to goods, services, and insights. United by our vision to be the trusted partner, we help companies grow in Asia and beyond across our Business Units Consumer Goods, Healthcare, Performance Materials, and Technology.
Delivering life-saving drugs to hospitals, bringing high-quality products to remote villages, installing technology that raises living standards, and providing new formulations for healthcare products that make life easier. These are just a few examples of how DKSH touches people’s lives around the clock. We do this while helping our clients and customers grow by providing services including sourcing, market insights, marketing and sales, eCommerce, distribution and logistics as well as after-sales services.
Listed on the SIX Swiss Exchange, DKSH operates in 36 markets with 33,100 specialists, generating net sales of CHF 11.1 billion in 2021. Founded by Swiss entrepreneurs in 1865, we have been deeply rooted in Asia Pacific for over 150 years.

Why It’s Great to Work at DKSH
Join a purpose-driven company and help enrich people’s lives every day. We provide reliable access to high-quality products and services, like COVID-19 vaccines, and create sustainable value for all our stakeholders, generate jobs, and give back to society. Founded over 150 years ago in Asia by three Swiss traders, DKSH still maintains the same entrepreneurial mindset. Be part of our diverse team of more than 33,000 people working in 36 markets across the globe. You will learn and develop both professionally and personally in a modern environment offering hybrid work arrangements. Come and meet our energetic, passionate, and purposeful team and be part of something big.

Job Summary
Dossier review and regulatory evaluation for new projects/products.
Develop and implement registration strategies and action plan of new registrations for responsible products.
Support responsible countries in APAC for product registrations and related regulatory activities. General Responsibilities
Develop and implement registration strategies and action plan of new registrations for responsible products.
Dossier review and regulatory evaluation for new projects/products.
Support responsible countries for product registrations and related regulatory activities.
Act as primary liaison with local regulatory affairs personnel on Regulatory Affairs issues.
Manage the review with local regulatory affairs personnel on Regulatory Affairs' activities and updates to obtain commitment on local regulatory affairs implementation.
Compilation of registration documentation in co-operation with supplier/manufacturers.
Maintenance of RA database of master dossiers, registration status and regulatory requirement.
Maintenance of registration life-cycle of existing products.
Work closely with regional marketing, supply chain and manufacturers to ensure smooth logistic flow. Functional Skills and Knowledge
Demonstrate knowledge in quality assurance tools, concepts and methodologies
Demonstrate good knowledge of regulatory requirement and regulatory compliance of healthcare products.
Demonstrate basic understanding of the Global Harmonized System (GHS), especially ASEAN Harmonization of Healthcare product registrations.
Demonstrate proficiencies in office productivity tools (e.g. Excel, Word and PowerPoint).
Demonstrate appreciation and respect for cultural sensitivities especially in cross-country/-cultural interactions.
Demonstrate fluency in English, both written and spoken. Education
Bachelor’s Degree or higher in Pharmaceutical Sciences or related field. Work Experience
8-10 years-experiences in regulatory affairs of pharmaceutical, medical devices, cosmetics & related healthcare products.
Preferable regional experiences

LI-BB1
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Senior Regulatory Affairs Manager Chemicals &

knoell Germany GmbH

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Job Description

**knoell is one of the leading global service providers in offering regulatory registration, clinical development and product development support to clients. Our team of scientific and regulatory experts and extensive network of partners ensures that all the different regulatory requirements are right from the project outset to support our client’s global business. People are at the heart of our family-owned business and our values guide the way to our success. Team spirit and mutual support are very important to us. Our culture is characterised by strong international co-operation, can-do attitude, focus on quality and a growth mindset.**

**Our strength is to be where it matters - think globally, act locally!**

As a Senior Manager Regulatory Affairs you will oversee regulatory projects for biocides and chemicals, advise our clients on key regulatory decisions concerning their marketing strategies for active substances and products and support their communication with authorities according to their needs. In addition, you strengthen the regulatory community further e.g. by facilitating internal processes and monitoring the ongoing regulatory developments.

YOUR TASKS
- Independent coordination and management of a variety of projects within regulatory affairs including portfolio management for clients. Plans proposals/budgets for projects under supervision.
- You will oversee the registration process of biocidal products and active substances but not limit to chemicals and animal health, according to national and international regulatory requirements, by using your profound up to date know-how on the regulatory guidance as well as regulatory processes, costs and timelines.
- You will participate in conference calls and Web Meetings with clients to understand client needs.
- You will support our clients by facilitating their communication with authorities in terms of regulatory compliance by sharing your expertise on the applicable information and communication channels.
- You will be responsible to manage projects describing the dossier creation and submission process, by using your communication and organisational skills together with your regulatory expertise.
- You will assure that the work done in your projects is in line with current regulatory guidance and follows our internal project standards. You will be adhering to project management rules at knoell and using dedicated project management tools.
- You will act as the interface with other technical teams within knoell in your capacity as project manager, by promoting your expertise through presentations and knowledge exchange within the business line.

YOUR PROFILE
- Completed Master's degree and/or PhD in chemistry, biology, environmental science, agricultural sciences or similar.
- 5-10 years professional experience in the field of regulatory affairs at least in Thailand and/or ASEAN regulations.
- Fluent in English and Thai, strong communication skills.
- Competency with MS-Office.
- Attention to detail, organizational skills, and ability to prioritize work.
- Leading discussions where appropriate.
- Works independently. Committed to on the job learning. Seeks to develop mentoring skills.
- Anticipates hurdles and responds proactively.
- Ability to work across multicultural teams in a global environment.
- Ability to provide stellar customer experience to clients in projects.
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Manager Regulatory Affairs Own Brands Healthcare

Bangkok, Bangkok DKSH (Thailand) Limited

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Job Description

About DKSH
DKSH’s purpose is to enrich people’s lives by providing access to goods, services, and insights. United by our vision to be the trusted partner, we help companies grow in Asia and beyond across our Business Units Consumer Goods, Healthcare, Performance Materials, and Technology.
Delivering life-saving drugs to hospitals, bringing high-quality products to remote villages, installing technology that raises living standards, and providing new formulations for healthcare products that make life easier. These are just a few examples of how DKSH touches people’s lives around the clock. We do this while helping our clients and customers grow by providing services including sourcing, market insights, marketing and sales, eCommerce, distribution and logistics as well as after-sales services.
Listed on the SIX Swiss Exchange, DKSH operates in 36 markets with 33,100 specialists, generating net sales of CHF 11.1 billion in 2021. Founded by Swiss entrepreneurs in 1865, we have been deeply rooted in Asia Pacific for over 150 years.

Why It’s Great to Work at DKSH
Join a purpose-driven company and help enrich people’s lives every day. We provide reliable access to high-quality products and services, like COVID-19 vaccines, and create sustainable value for all our stakeholders, generate jobs, and give back to society. Founded over 150 years ago in Asia by three Swiss traders, DKSH still maintains the same entrepreneurial mindset. Be part of our diverse team of more than 33,000 people working in 36 markets across the globe. You will learn and develop both professionally and personally in a modern environment offering hybrid work arrangements. Come and meet our energetic, passionate, and purposeful team and be part of something big.

Job Summary
Dossier review and regulatory evaluation for new projects/products.
Develop and implement registration strategies and action plan of new registrations for responsible products.
Support responsible countries in APAC for product registrations and related regulatory activities. General Responsibilities
Develop and implement registration strategies and action plan of new registrations for responsible products.
Dossier review and regulatory evaluation for new projects/products.
Support responsible countries for product registrations and related regulatory activities.
Act as primary liaison with local regulatory affairs personnel on Regulatory Affairs issues.
Manage the review with local regulatory affairs personnel on Regulatory Affairs' activities and updates to obtain commitment on local regulatory affairs implementation.
Compilation of registration documentation in co-operation with supplier/manufacturers.
Maintenance of RA database of master dossiers, registration status and regulatory requirement.
Maintenance of registration life-cycle of existing products.
Work closely with regional marketing, supply chain and manufacturers to ensure smooth logistic flow. Qualification
Bachelor’s Degree or higher in Pharmaceutical Sciences or related field.
8-10 years-experiences in regulatory affairs of pharmaceutical, medical devices, cosmetics & related healthcare products.
Preferable regional experiences.
Demonstrate knowledge in quality assurance tools, concepts and methodologies
Demonstrate good knowledge of regulatory requirement and regulatory compliance of healthcare products.
Demonstrate basic understanding of the Global Harmonized System (GHS), especially ASEAN Harmonization of Healthcare product registrations.
Demonstrate proficiencies in office productivity tools (e.g. Excel, Word and PowerPoint).
Demonstrate appreciation and respect for cultural sensitivities especially in cross-country/-cultural interactions.
Demonstrate fluency in English, both written and spoken.
LI-BB1
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Legal Compliance Officer

Chon Buri, Chonburi Sony Technology (Thailand) Co., Ltd.

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Job Description

บริษัท:

- Sony Technology (Thailand) Co., Ltd.
- รายละเอียดงาน:

- Main responsible for Legal Compliance operation functions
- Internal Corporate Compliance monitor & control, set up & control audit schedule, legal consultant in order to assure total business operations performed transparency and legally to achieve high level of compliance
- อัตรา:

- 1 ตำแหน่ง
- เงินเดือน:

- N/A บาท
- สถานที่ปฏิบัติงาน:

- Amatanakorn Industrial
- จังหวัด:

- ชลบุรี
- คุณสมบัติผู้สมัครงาน:

- 1. Bachelor degree in any field (Business law, Accounting or Finance is preferred)
- 2. 4-8 years experiences in Compliance Office /Internal Audit /Legal Consultant in Manufacturing field
- 3. Good Command in English
- 4. Effective communication and Enjoy to work under pressure
- รายละเอียดบริษัท:
Sony Technology (Thailand) Co., Ltd., a company that inspires and fulfills your curiosity. We are subsidiary of Sony Corporation Group involved in the manufacturing of Alpha DSLR Digital Camera, Cyber-Shot DSC Digital Camera, DVD and Power Amplifier.
- Our Sony mission is to be the leading global provider of networked consumer electronics and entertainment. We would like to deliver on that promise to provide customers around the world with the total Sony experience - an experience that marries content, services and technologies that only we can deliver. If you are professional, creativity and curiously with opened mind, soaring your ability in the Sony Experience World., we challenge you to join working together as the following details:
- วิธีการสมัครงาน:
1. E-Mail
- 2. SONY Technology (Thailand) Co., Ltd.
- Human Resources Management Department- ติดต่อ:

- ฝ่ายบริหารทรัพยากรมนุษย์

**Sony Technology (Thailand) Co., Ltd.**
700 / 402 หมู่ 7 ตำบลดอนหัวฬ่อ อำเภอเมือง ชลบุรี 2000
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Regulatory Compliance Officer

Bangkok, Bangkok BNP Paribas

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Job Description

REGULATORY COMPLIANCE OFFICER (JOB NUMBER: REG000394)
**- Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes:

- Disseminate and advise on regulatory updates to relevant parties;
- Due diligence annual checks, and other industry examination monitoring
- Assist the Head of Compliance for the territory in projects involving regulatory consultations, review, etc.
- Assist the Head of Compliance for the territory in regulatory compliance and regulatory relationship matters with the regulators, industry associations and other external parties.
- Validates the policies to be adhered by the territory and controls that they are respected and implemented by achieving a twofold objective:

- Independence of decisions; binding advice
- Close partnership with the business to provide them with strong second levels of control, guidance and advisory
- Works in close cooperation with Head of Compliance for the territory and business line heads to ensure consistency of decisions and operating models.

**Regulatory Office Compliance officer is responsible for the following activities**:

- Responsible as a regulatory liaison, this includes:

- Facilitating regulatory meetings
- Overseeing Regulatory reviews and inspections (coordination and reviews prior to actual reviews or inspections; opening & closing meetings; reviewing of draft comments)
- Responsible for providing timely and accurate regulatory submissions in terms of surveys, consultations, etc.
- Provides reasonable assurance towards Head of Compliance for the territory, Bank's governance bodies and regulators on the compliance of the operations / activities with applicable laws and regulations and ensures action plans are launched for perceived weaknesses
- Ensures consistency of the Compliance model and policy within the territory
- Defines how Compliance rules will be adapted / implemented in coordination with the Compliance Domains and the Business Lines
- Coordinates diffusion of policies and adaptation into operational procedures
- Supervises consistency of implementation
- Drives the effective implementation of Compliance rules
- Supports the effective implementation of Compliance tools & systems
- Makes Compliance decisions on issues reported by local teams in his/her scope of responsibility, involving the Compliance Central Domains when relevant
- Exercises decision rights for intermediate level cases
- Provides support and guidance to territory teams
- Ensures a healthy interface between the business and the regulatory authorities on his/her territory, in coordination with the Compliance Domains
- Establishes close partnership with the business
- Provides strong guidance and advisory for their business development : Provide advisory on the territory level, Formal agreement for intermediate level cases on the territory
- Aggregates and reports risk on territory-specific issues and mitigation plan to the Head of Compliance Thailand.
- Establishes an appropriate governance to manage risk of non-compliance : leveraging Business Lines COs expertise, Leveraging Domains COs expertise
- Leads, manages and supports Compliance, Permanent control and Operational Risk teams in his/her perimeter
- Identifies required improvements of organization, tools and processes
- Organizes and facilitates Business Line key Compliance committees
- Aggregates, challenges and manages Business Line Compliance budget

The scope of responsibilities also includes Financial Security topics as assigned by Head of Compliance from time to time.

Other

Awareness of ISO27001: 2013 information security: An Information Security Management System (ISMS) is an International Standard that specified the requirements for establishing, implementing, maintaining, and continually improving this ISMS. It is the responsibility of all staff of BNP Paribas Bangkok Branch to contribute to this common objective.
**- University graduate with major in Business Administration, Legal, Finance or Accounting.
- At least 5 years of banking and/or regulatory experience
- Good communication both in Thai and English (written and spoken)
- Good knowledge in BOT and other related regulations.

**Primary Location**: TH-10-Bangkok

**Job Type**: Standard / Permanent

**Job**: COMPLIANCE

**Education Level***: Bachelor Degree or equivalent (>= 3 years)

**Experience Level***: At least 5 years
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Regulatory Compliance Officer

Bangkok, Bangkok BNP Paribas

Posted today

Job Viewed

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Job Description

Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes:

- Disseminate and advise on regulatory updates to relevant parties;- Due diligence annual checks, and other industry examination monitoring- Assist the Head of Compliance for the territory in projects involving regulatory consultations, review, etc.- Assist the Head of Compliance for the territory in regulatory compliance and regulatory relationship matters with the regulators, industry associations and other external parties.Validates the policies to be adhered by the territory and controls that they are respected and implemented by achieving a twofold objective:

- Independence of decisions; binding advice- Close partnership with the business to provide them with strong second levels of control, guidance and advisoryWorks in close cooperation with Head of Compliance for the territory and business line heads to ensure consistency of decisions and operating models.

**Regulatory Office Compliance officer is responsible for the following activities**:
Responsible as a regulatory liaison, this includes:

- Facilitating regulatory meetings- Overseeing Regulatory reviews and inspections (coordination and reviews prior to actual reviews or inspections; opening & closing meetings; reviewing of draft comments)Responsible for providing timely and accurate regulatory submissions in terms of surveys, consultations, etc.

Provides reasonable assurance towards Head of Compliance for the territory, Bank's governance bodies and regulators on the compliance of the operations / activities with applicable laws and regulations and ensures action plans are launched for perceived weaknesses
- Ensures consistency of the Compliance model and policy within the territory- Defines how Compliance rules will be adapted / implemented in coordination with the Compliance Domains and the Business Lines- Coordinates diffusion of policies and adaptation into operational procedures- Supervises consistency of implementation- Drives the effective implementation of Compliance rules- Supports the effective implementation of Compliance tools & systems- Makes Compliance decisions on issues reported by local teams in his/her scope of responsibility, involving the Compliance Central Domains when relevant- Exercises decision rights for intermediate level cases- Provides support and guidance to territory teamsEnsures a healthy interface between the business and the regulatory authorities on his/her territory, in coordination with the Compliance Domains
- Establishes close partnership with the business- Provides strong guidance and advisory for their business development : Provide advisory on the territory level, Formal agreement for intermediate level cases on the territoryAggregates and reports risk on territory-specific issues and mitigation plan to the Head of Compliance Thailand.

Establishes an appropriate governance to manage risk of non-compliance : leveraging Business Lines COs expertise, Leveraging Domains COs expertise

Leads, manages and supports Compliance, Permanent control and Operational Risk teams in his/her perimeter
- Identifies required improvements of organization, tools and processes- Organizes and facilitates Business Line key Compliance committees- Aggregates, challenges and manages Business Line Compliance budgetThe scope of responsibilities also includes Financial Security topics as assigned by Head of Compliance from time to time.

Other

Awareness of ISO27001: 2013 information security: An Information Security Management System (ISMS) is an International Standard that specified the requirements for establishing, implementing, maintaining, and continually improving this ISMS. It is the responsibility of all staff of BNP Paribas Bangkok Branch to contribute to this common objective.

University graduate with major in Business Administration, Legal, Finance or Accounting.

At least 5 years of banking and/or regulatory experience

Good communication both in Thai and English (written and spoken)

Good knowledge in BOT and other related regulations.

**PRIMARY LOCATION**

**TH-10-Bangkok**

**JOB TYPE**

**Standard / Permanent**

**JOB**

**COMPLIANCE**

**EDUCATION LEVEL**

**Bachelor Degree or equivalent (>= 3 years)**

**EXPERIENCE LEVEL**

**At least 5 years**

**REFERENCE**

**REG000394**

**APPLY**

***
- (REF: REG000394)
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  49. local_hospital Medical
  50. local_hospital Military & Public Safety
  51. local_hospital Mining
  52. medical_services Nursing
  53. local_gas_station Oil & Gas
  54. biotech Pharmaceutical
  55. checklist_rtl Project Management
  56. shopping_bag Purchasing
  57. home_work Real Estate
  58. person_search Recruitment Consultancy
  59. store Retail
  60. point_of_sale Sales
  61. science Scientific Research & Development
  62. wifi Telecoms
  63. psychology Therapy
  64. pets Veterinary
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