126 Compliance Analyst jobs in Thailand

About the Role

We are looking for a
Compliance Analyst
to join our Legal & Compliance team, acting as a trusted advisor to the Board and senior management. Our mission is to ensure the company consistently fulfils its regulatory obligations while maintaining strong governance in today's fast-evolving regulatory landscape.

Key Responsibilities:

• Conduct AML and KYC screenings during customer onboarding, including customer risk assessments and appropriate risk rating.
• Perform enhanced due diligence (EDD) for high-risk customers and transactions, and assist in preparing Suspicious Transaction Reports (STRs).
• Review and investigate transaction monitoring alerts, name screening hits, and sanction matches, escalating where necessary.
• Perform live and post-transaction monitoring and raise RFIs to clarify customer activities.
• Conduct periodic Customer Due Diligence (CDD) reviews to ensure ongoing compliance with internal and regulatory standards.
• Maintain and update internal sanctions, PEP, and blocklists, ensuring accuracy and compliance.
• Ensure accurate record-keeping of compliance documentation, records, and decisions.
• Support the development and enhancement of compliance policies, procedures, risk assessments, and system improvements.
• Contribute to compliance-related projects and other ad-hoc tasks as assigned.

Job Requirements:

• Bachelor's degree in Law, Finance, Business, or a related field
• Minimum 1 year of relevant experience in compliance, AML, or KYC within financial institutions, payment service providers, money service businesses, or consulting firms
• Good knowledge of the Payment Services Act (Singapore) and MAS AML/CFT Notices & Guidelines
• Strong analytical, investigative, and problem-solving skills, with meticulous attention to detail and sound judgement
• High ethical standards, integrity, and ability to handle sensitive information confidentially
• Excellent written and verbal communication skills in English and Mandarin
• Ability to work under pressure, manage multiple priorities, and thrive in a collaborative, fast-paced environment
• Willingness and flexibility to work on weekends when required

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career.

Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express.

How will you make an impact in this role?

Play a critical role in the Thailand Market Compliance team, supporting a wide range of compliance activities, including:

• Regulatory Compliance & Policy Oversight
• Monitor key regulatory changes and support the design and implementation of new processes in line with requirements.
• Draft and maintain compliance policies and procedures, ensuring consistent implementation across business units.
• Review advertisements, marketing materials, and sales scripts for compliance implications.
• Anti-Money Laundering (AML) & Monitoring
• Support AML programs, including transaction monitoring investigations, STR filings, and PEP/Sanction/SIP screenings.
• Assist in internal audits, regulatory examinations, and related AML reviews.
• Compliance Testing & Risk Assessment
• Conduct compliance testing under the Independent Compliance Testing (ICT) program, including performing risk assessments, reviewing/approving test plans, and assessing ICT reports prior to issuance.
• Identify compliance gaps, recommend remediation actions, and support follow-up testing.
• Advisory & Continuous Improvement
• Provide compliance advice on applicable laws and regulations, including AML, Payment Systems Act, credit card regulations, technology risk management, and internal controls.
• Evaluate the effectiveness of compliance programs and support enhancements to address regulatory expectations.
• Monitor emerging regulations, update policies, and prepare compliance training materials.
• Contribute to compliance projects and initiatives to meet regulatory requirements.

Minimum Qualifications

We seek a highly motivated individual with a strong compliance background and the ability to work across a broad range of responsibilities. The successful candidate will bring relevant expertise, adaptability, and a willingness to expand knowledge in new areas as the role evolves.

• Minimum 5 years of relevant compliance experience.
• Self-starter with strong multi-tasking skills and the ability to work effectively across multiple business units and all levels of management.
• Experience in project management, tracking tasks against milestones, and managing stakeholders.
• Knowledge of AML laws, Payment Systems Act, and credit card regulations.
• For candidates with testing responsibilities: experience in compliance testing and monitoring; familiarity with internal controls; Big Four audit or professional audit certification preferred.
• Ability to identify control gaps and recommend remediation.
• Independent worker with strong problem-solving skills and willingness to learn new areas.
• Bachelor's degree in any fields.
• Proficiency in English and Thai (speaking, writing, and listening).
• Credit card business and/or banking industry experience is an advantage.

We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally:

• Competitive base salaries
• Bonus incentives
• Support for financial-well-being and retirement
• Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location)
• Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need
• Generous paid parental leave policies (depending on your location)
• Free access to global on-site wellness centers staffed with nurses and doctors (depending on location)
• Free and confidential counseling support through our Healthy Minds program
• Career development and training opportunities

Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.

At YETI, we believe that time spent outdoors matters more than ever and our gear can make that time extraordinary. When you work here, you'll have the opportunity to create exceptional, meaningful work and problem solve with innovative team members by your side. Together, you'll help our customers get the high-quality gear they need to make the most of their adventures. We are BUILT FOR THE WILD.

We are seeking a highly motivated and detail-oriented
Global
Trade
Compliance
Analyst
to join our team. The ideal candidate will be responsible for ensuring compliance with global trade regulations, supporting customs clearance processes, and coordinating with suppliers and distributors across various countries. Proficiency in Mandarin is a plus, as many of our suppliers are based in China.

Responsibilities

• Coordinate with Suppliers and Distributors: Work closely with suppliers, distributors, and customs brokers in various countries to validate commercial invoice information and support customs clearance processes.
• Free Trade Agreement Compliance: Collaborate directly with suppliers to ensure compliance with Free Trade Agreements (FTAs) and leverage benefits.
• Global Trade Audits: Conduct global trade audits to ensure adherence to existing policies and regulations.
• HTS Classification: Demonstrate familiarity with Harmonized Tariff Schedule (HTS) classification in Asia to support accurate product classification and compliance.
• Special Projects: Provide support on various special projects as needed, contributing to the overall efficiency and effectiveness of the trade compliance function.
• Mandarin Speaking Skills: Utilize Mandarin language skills to facilitate communication with Chinese suppliers and enhance compliance efforts.

Qualifications And Attributes

• Bachelor's degree in International Business, Supply Chain Management, or a related field.
• Minimum of 3 years of experience in global trade compliance or a related role.
• Strong understanding of international trade regulations and customs procedures.
• Proficiency in HTS classification, particularly in the Asian region.
• Excellent communication and interpersonal skills.
• Ability to work independently and as part of a team.
• English proficiency a must; Mandarin language proficiency is highly desirable.
• Experience with Free Trade Agreement compliance.
• Prior experience supporting trade compliance for an international consumer product company.
• Strong analytical and problem-solving skills.
• Attention to detail and ability to manage multiple tasks simultaneously.
• Proficiency in Microsoft Office Suite and trade compliance software.

Benefits & Perks
Click here to learn about the benefits and perks we offer at YETI.

YETI is proud to be an Equal Opportunity Employer.
Our commitment to creating a diverse, equitable, and inclusive culture is at the center of everything we do for our employees. We embrace all applicants looking to bring their authentic selves to YETI and contribute to our mission of keeping the wild WILD. Find out more about our commitment to DE&I at
All applicants for employment will be considered without regard to an individual's race, color, sex, gender identity, gender expression, religion, age, national origin or ancestry, citizenship, physical or mental disability, medical condition, family care status, marital status, sexual orientation, genetic information, military or veteran status, or any other basis protected by federal, state or local laws.
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Based in Thailand, Financial Compliance Officer will be responsible for ensuring Hellopay/ Lazada complies with Thailand financial regulations and AGH group requirements, including among others:

• Financial regulatory licences as well as Foreign Business Licence, set up policies and process and establish regulatory engagement SOPs (i.e. reporting, inspections and investigations)
• Manage compliance within increasingly complex regulations of e-payments in Thailand
• Compliance with mandatory reporting requirements to Bank of Thailand and MOC
• Working closely with Legal Counsels, Data Privacy Officer and other business team to support the business operations and business growth
• Incident management (e.g. responding to regulatory investigations / inspections by authorities / assisting in PR incident responses)
• Oversight on payments related matters

This officer will also cover:

• Localising and implementing Group-wide policies, procedures and guidelines
• Localising and implementing Group-wide compliance programmes and necessary trainings to internal stakeholders
• Compliance with regulatory requirements related to (among others) competition & trust, AML-CTF, consumer protection and data protection
• Privacy impact assessments

Job Requirements:

• Qualified Thai lawyer, with minimum of 8-10 years PQE
• Extensive experience in interacting with regulators, particularly with Bank of Thailand, Ministry of Finance and Anti-Money Laundering Office
• Ideal candidate would have a mix of (i) prior in-house experience in the payments sector (preferably a licensed e-money / wallet operator in Thailand) and (ii) private practice experience in top-tier law firms
• Demonstrable track-record in compliance matters

Location:

Thailand

Department: Legal

Location: Thailand

Job Description

Based in Thailand, Compliance Officer will be responsible for ensuring Hellopay/Lazada complies with Thailand financial regulations and AGH group requirements, including among others:

• Financial regulatory licences as well as Foreign Business Licence, set up policies and process and establish regulatory engagement SOPs (i.e. reporting, inspections and investigations)
• Manage compliance within increasingly complex regulations of e-payments in Thailand
• Compliance with mandatory reporting requirements to Bank of Thailand and MOC
• Working closely with Legal Counsels, Data Privacy Officer and other business team to support the business operations and business growth
• Incident management (e.g. responding to regulatory investigations / inspections by authorities / assisting in PR incident responses)
• Oversight on payments related matters

This officer will also cover:

• Localizing and implementing Group-wide policies, procedures and guidelines
• Localizing and implementing Group-wide compliance programmes and necessary trainings to internal stakeholders
• Compliance with regulatory requirements related to (among others) competition & trust, AML-CTF, consumer protection and data protection
• Privacy impact assessments

Job Requirements

• Qualified Thai lawyer, with minimum of 8-10 years PQE
• Extensive experience in interacting with regulators, particularly with Bank of Thailand, Ministry of Finance and Anti-Money Laundering Office
• Ideal candidate would have a mixed of (i) prior in-house experience in the payments sector (preferably a licensed e-money / wallet operator in Thailand) and (ii) private practice experience in top-tier law firms
• Demonstrable track-record in compliance matters
• Fluent in English

Responsibilities:

• Analyze and prepare credit risk and portfolio report of both regular and adhoc report.
• Assess, control and monitor credit related model/scorecard to effectively implement and utilize in risk system.
• Review and update Risk policy related governance.
• Update with new regulations from BOT or others, such as, ESG, Khun Soo Raochuai, Responsible lending.
• Conduct Stress test and back test in compliance with regulation and appropriate use for the company.
• Coordinate with both internal and external parties in risk management activities.
• Other adhoc assignment.

Qualifications:

• Bachelor's degree or higher in Finance, Economics, Accounting, Business Administration or related fields.
• At least 2 years' experience in risk management, data scientist, data analyst of retails business
• Data analytic programming is a plus, such as Power BI, Python, R language, etc.
• Fluent of English communication, both of speaking and writing skill.
• Chinese communication will be an advantage.
• Good analytical skills and problem solving
• A good knowledge of BOT's regulation for hire purchased business will be an advantage
• Have experience in hire-purchase/leasing business will be an advantage

Job Purpose

Monitor, control, and report fund risks including market, credit, liquidity, and operational risks ensuring alignment with investment strategies and risk management policies. Perform calculations, evaluate fund performance, prepare reports against benchmarks, and provide performance analysis to support effective decision-making.

Key Responsibilities

• Contribute to setting risk frameworks and policies, and translate them into guidelines/manuals.
• Monitor, analyze, and assess investment and operational risks to ensure compliance with investment strategies and risk policies; attend key company committees (IC, RMC, ROC, ORMWG).
• Prepare risk and performance reports for various funds (MF, PF, PVD) and present to relevant committees.
• Calculate and evaluate fund performance against benchmarks and provide performance analysis.
• Coordinate with internal departments to ensure adherence to risk management practices.
• Track regulatory updates and apply them to risk management processes.
• Utilize tools/software (e.g., Bloomberg, Morningstar) for risk and performance reporting.
• Review and enhance work processes to adapt to changing conditions.
• Provide regular (daily, monthly, quarterly) risk and performance reports to stakeholders.
• Advise business units to operate within defined risk frameworks.
• Participate in team decision-making and problem resolution.
• Continuously develop professional knowledge and skills.

Major Challenges
- Ensuring accuracy, completeness, and timeliness of monitoring and reporting.
- Continuous learning and capability development.
- Managing diverse responsibilities effectively.
- Exercising sound judgment in decision-making and problem-solving.

Role and Responsibilities

• Plan, design, and implement an overall investment risk management process for the organization.
• Assess product investment risks, identify and monitor risks affecting the business.
• Oversee routine risk control and monitoring processes, as well as risk report dissemination.
• Develop risk management analysis and control tools using Excel/VBA.
• Implement pre-trade risk control rules in the Charles River Development (CRD) system.
• Calculate fund performance measurement and conduct performance attribution analysis.
• Prepare proposals on the risk control framework for both existing and new products forthe Risk Management Committee.
• Support the preparation of data and reports for relevant business units (BUs) as requested

Qualifications

• High caliber, bachelor's degree or above in risk management, finance, economics mathematics, computer science, physics, statistics, engineering and/or other related fields.
• Experienced in investment risk management field at least 5 years
• Familiar with investment products
• Independent, disciplined, and committed to ensuring accuracy in all tasks
• Strong skill in Programming and Microsoft applications, preferably Excel / VBA
• Strong quantitative skills with excellent interpersonal skills
• Excellent written and spoken English as well as Thai language skills
• Must possess good judgment, logic, ability to multi-task and strong personality
• Must be able to perform well under pressure

Specific Knowledge/ Skills

• Hand-on financial risk modelling experience is preferred
• Having CFA / CISA / FRM / PRM professional certification is a plus

We offer career development and are committed to developing each employee to fulfill his/her potential. Successful candidates can look forward to competitive remuneration package, fringe benefits and exciting career prospects.

1. Risk Management

• Develop and maintain risk policies, frameworks, processes, and guidelines

to ensure effective enterprise-wide risk management.

• Support the preparation and monitoring of the Enterprise Risk

• Collaborate with business units

• Promote risk awareness and strengthen risk management culture across

the organization.

1. Compliance Management

• Act as Secretary of Compliance Committee

• Develop and implement the annual Compliance activities & Monitoring Program,

with reporting to top management.

• Oversee and monitor adherence to Code of Conduct, Whistleblowing System

• Promote compliance awareness for employees at all levels.