164 Compliance Manager jobs in Thailand

Kaishi is currently working with a fast growing regional fintech firm to seek a Compliance Manager to be part of their team here in Bangkok. Reporting to the Regional Head of Compliance, the candidate will be responsible for dealing with Thai regulators, handling licensing as well as ensuring the firm's business activities remain compliant.

Experience

• Minimum 5+ years of experience in regulatory compliance, legal advisory, or risk management in the financial services sector.

Skills and Competencies

• Solid understanding of Thai financial regulations, especially Bank of Thailand (BoT) and Anti-Money Laundering Office (AMLO) requirements.
• Strong communication skills in English (spoken and written) with the ability to represent the company professionally in engagements with Thai regulators.
• Strong organisational skills and attention to detail.
• Ability to work independently and manage multiple projects with minimal supervision.
• Capable of translating regulatory requirements into operational and business guidance.
• Ability to collaborate with cross-functional teams such as Finance, Legal, Risk, IT, and Merchant Operations.

Preferred Qualifications

• Experience:
  Prior experience dealing with Thai regulators and handling licence maintenance, product advisory, and regulatory reporting.
• Background:
  Legal, compliance consulting, or regulatory advisory experience is a plus. Payments or fintech exposure is highly preferred.

.

Responsibilities

• Act as the primary liaison with regulators, particularly the Bank of Thailand (BoT) and AMLO.
• Ensure business activities remain compliant with applicable laws, regulations, and licensing conditions.
• Lead the preparation and submission of regulatory filings and correspondence.
• Support ongoing licensing and approval processes with Thai regulators.
• Track regulatory changes and coordinate internal impact assessments and responses.
• Provide compliance advice on new products, features, and business initiatives.
• Work with stakeholders to implement regulatory and control requirements.
• Draft and maintain local compliance policies and procedures.
• Ensure accurate and up-to-date regulatory documentation for internal and external audits.

We're Hiring | Compliance Manager at TCP Red Bull

Red Bull is expanding our legal & corporate governance team, and we're looking for Compliance professional to join us at our Thailand headquarters.

This is a great opportunity to be part of a fast-paced, Thailand and international businesses where legal and governance excellence drives impact.

Role Description

This is a full-time hybrid role for a Compliance Manager based in the Bangkok Metropolitan Area, with some work-from-home flexibility. The Compliance Manager will be responsible for developing, implementing, and monitoring compliance programs, policies, and procedures to ensure the organisation operates within legal and regulatory frameworks. The Compliance Manager will conduct risk assessments, compliance audits, and provide training to staff on compliance-related issues. This role also involves staying up-to-date with relevant laws and regulations, investigating compliance issues, and liaising with regulatory bodies.

Qualifications

• Strong understanding of compliance regulations, policies, and procedures
• Experience in conducting compliance audits and risk assessments
• Excellent written and verbal communication skills
• Proficiency in Thai and English
• Ability to develop and deliver compliance training
• Strong analytical and problem-solving skills
• Ability to work independently and collaboratively in a hybrid work environment
• Bachelor's degree in Law
• Professional certification in compliance is a plus

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Ready to grow together?

ERGO. Grow together.

ERGO Thailand is part of ERGO Group AG, the major insurance group in Germany and Europe, which operates over 20 countries worldwide.

We are committed to build a collaborative, inclusive, and dynamic work environment where everyone can thrive. You will have the opportunity to work in a culture of continuous learning and innovation, where your ideas and contributions will help shape the future of insurance.

Join us in our mission to make insurance easier for everyone. At ERGO Thailand, you are not only fulfill your career but also play a crucial part of this mission. Apply now and GROW TOGETHER.

Your core responsibilities:

• Support the Head of Compliance to build up compliance culture in organization and implement and manage an effective legal compliance program.
• Review the Group company's minimum standard policies/guidelines and implement to compliance framework, including communication, monitoring and controlling of compliance with internal policies.
• Perform Compliance Risk Assessment. Monitoring of compliance risk and finding the mitigation plan.
• Monitoring the change of law and regulation relevant to insurance business.
• Advise staff of the regulations, including internal policy and rules.
• Report to Head of Compliance of any concerned issue related to compliance
• Advise on compliance related risks and providing relevant support to business function.
• Provide compliance training to ensure all employees are educated and create awareness on regulations and processes to be compliance.
• Liaising with the Group company and relevant external parties including government authorities.
• Supervise compliance officers
• Perform other duties as assigned

Your profile:

• Bachelor's degree or higher in law, finance, business management, or a related field.
• At least 10 years experienced in Compliance.
• Good knowledge of legal requirements and procedures is preferable.
• Communication, negotiation and analysis skills.
• Proficient in Microsoft Office.

หน้าที่และความรับผิดชอบ (Key Responsibilities):

กำกับและควบคุมการปฏิบัติตามกฎหมายและข้อกำหนด

• กำกับ ดูแล และควบคุมการดำเนินงานของบริษัทให้อยู่ภายใต้กรอบกฎหมาย กฎเกณฑ์ ประกาศ คำสั่ง และแนวปฏิบัติของหน่วยงานกำกับดูแล ได้แก่
• สำนักงานคณะกรรมการกำกับและส่งเสริมการประกอบธุรกิจประกันภัย (คปภ.) — ทั้งด้านนายหน้าประกันวินาศภัย, การเปิดเผยข้อมูลต่อผู้เอาประกัน, การเก็บรักษาข้อมูลลูกค้า, และมาตรการคุ้มครองผู้บริโภค
• สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) — กรณีบริษัทมีการออกหรือขายตราสาร, การลงทุน, หรือมีธุรกรรมที่อยู่ภายใต้การกำกับของ ก.ล.ต.
• ตลาดหลักทรัพย์แห่งประเทศไทย (SET) — กรณีบริษัทเป็นบริษัทมหาชน หรือมีข้อกำหนดด้านการเปิดเผยข้อมูลต่อผู้ถือหุ้น
• ธนาคารแห่งประเทศไทย (ธปท.) — สำหรับธุรกรรมทางการเงิน, การโอนเงินระหว่างประเทศ, การปฏิบัติตามกฎหมายป้องกันการฟอกเงิน
• ตรวจสอบให้มั่นใจว่าบริษัทปฏิบัติตามมาตรฐาน PDPA และกฎหมายคุ้มครองข้อมูลส่วนบุคคลอื่น ๆ ที่เกี่ยวข้องกับธุรกิจประกันภัย

การบริหารความเสี่ยงด้านการไม่ปฏิบัติตาม (Non-Compliance Risk Management)

• จัดทำแผนประเมินความเสี่ยงด้านการไม่ปฏิบัติตาม
• กำหนดมาตรการป้องกัน, แนวทางแก้ไข และกระบวนการติดตามผล
• รายงานความเสี่ยงและสถานะการปฏิบัติตามต่อ ผู้บริหารระดับสูง และคณะกรรมการตรวจสอบ

นโยบายและกระบวนการ (Policy & Process Development)

• ทบทวน ปรับปรุง และพัฒนานโยบายภายใน, คู่มือการปฏิบัติงาน, และ SOP ให้สอดคล้องกับข้อกำหนดของหน่วยงานกำกับ
• ประสานงานกับฝ่ายกฎหมาย ฝ่ายปฏิบัติการ และฝ่ายการตลาด เพื่อให้ทุกขั้นตอนสอดคล้องกับกฎหมายและมาตรฐานจรรยาบรรณธุรกิจประกันภัย

การรายงานต่อหน่วยงานกำกับ (Regulatory Reporting)

• จัดทำและยื่นรายงานตามระยะเวลาที่กำหนด เช่น
• รายงานการปฏิบัติตาม (Compliance Report)
• รายงานการเปิดเผยข้อมูลผู้ถือหุ้นรายใหญ่
• รายงานการทำธุรกรรมทางการเงินที่ต้องแจ้งตามกฎหมาย AML/CFT
• จัดทำเอกสารชี้แจงกรณีการตรวจสอบจากหน่วยงานกำกับ

การให้คำปรึกษาและฝึกอบรม (Advisory & Training)

• ให้คำปรึกษาด้านข้อกฎหมายและข้อกำหนดแก่ทุกฝ่ายงาน
• จัดอบรมภายในเกี่ยวกับกฎระเบียบ, PDPA, AML/CFT, Whistleblower Policy และ Good Corporate Governance
• สร้างวัฒนธรรมองค์กรที่เน้นความโปร่งใสและการปฏิบัติตามกฎระเบียบ

Monitoring & Audit

• ติดตามและตรวจสอบการปฏิบัติงานให้เป็นไปตามนโยบายและกฎหมาย
• ดำเนินการตรวจติดตามภายใน (Internal Compliance Audit)
• ประสานงานกับผู้ตรวจสอบภายใน/ภายนอก และหน่วยงานรัฐ

คุณสมบัติ (Qualifications)

• วุฒิการศึกษาระดับปริญญาตรีขึ้นไป สาขานิติศาสตร์ การเงิน บริหารธุรกิจ หรือสาขาอื่นที่เกี่ยวข้อง
• มีประสบการณ์ด้าน Compliance หรือ Legal อย่างน้อย 5–7 ปี โดยเฉพาะในธุรกิจประกันภัย, ธุรกิจการเงิน, ธนาคาร, หรือหลักทรัพย์
• มีความรู้ลึกในกฎหมายและข้อกำหนดของ คปภ., ก.ล.ต., SET, ธปท., และกฎหมาย PDPA
• มีทักษะการวิเคราะห์และตีความข้อกฎหมาย รวมถึงสามารถแปลงข้อกำหนดเป็นแนวปฏิบัติที่ใช้ได้จริงในองค์กร
• มีทักษะการสื่อสารและการประสานงานข้ามหน่วยงานที่ดี
• มีความละเอียด รอบคอบ และสามารถบริหารโครงการได้หลายด้านพร้อมกัน
• หากมีประสบการณ์ตรงในการผ่านการตรวจสอบจาก คปภ. หรือเคยร่วมงานกับคณะกรรมการตรวจสอบ จะได้รับการพิจารณาเป็นพิเศษ
• มีความรู้ด้าน Risk Management, AML/CFT และ Good Corporate Governance จะพิจารณาเป็นพิเศษ

Job Description

• Follow up and summarize new laws and regulations which are in supervision areas of governing regulators e.g. BOT, AMLO, OCPB, NCB, PDPC, Debt Collection Supervisory and  Company compliance such as Code of conduct ("Compliance Law & Regulation")
• Interpret, analyze impact of, summarize the new/updated Compliance Law & Regulation.
• Communicate the new/updated Compliance Law & Regulation.
• Issue common compliance policies as necessary in terms of Compliance Law & Regulation
• Provide advice in terms of Compliance Law & Regulation
• Oversee compliance risk of the Company, facilitate and perform check and balance
• Prepare training materials of Compliance Law & Regulation
• Provide training course of Compliance Law & Regulation to relevant staff

Qualification

• At least Bachelor's degree in law and others
• 5 years working experiences in compliance and/or relevant fields
• Good interpersonal and communication skills
• Diligent and hardworking, able to work well under pressures
• Must have experience in the banking, finance, leasing, and insurance industry

Work location: Near BTS Phahon Yothin 24

Remark: The Company requires to check and collect criminal record of candidates of this position

Responsibilities:

• Oversee and ensure compliance with all applicable laws, regulations, and internal policies.
• Provide legal advice and support to management and internal departments.
• Draft, review, and negotiate contracts, agreements, and legal documents.
• Monitor and assess legal and compliance risks, and propose corrective actions.
• Liaise with regulators, government authorities, and external counsels.
• Prepare and submit compliance reports to senior management.

Qualifications:

• Bachelor's or Master's degree in Law.
• Minimum 5–10 years of relevant legal and compliance experience.
• Strong analytical, problem-solving, and communication skills.
• Excellent command of English (written and spoken).

Benefits:

• Competitive salary, health insurance, annual bonus, and other benefits.

Salary will be dependent on experience and qualifications, applications including a detailed resume, references, contact phone number, present and expected salaries should be sent via email to Only shortlisted candidates will be contacted.

Xendit provides payment infrastructure across Southeast Asia, with a focus on Indonesia, the Philippines and Malaysia. We process payments, power marketplaces, disburse payroll and loans, provide KYC solutions, prevent fraud, and help businesses grow exponentially. We serve our customers by providing a suite of world-class APIs, eCommerce platform integrations, and easy to use applications for individual entrepreneurs, SMEs, and enterprises alike.

Our main focus is building the most advanced payment rails for Southeast Asia, with a clear goal in mind — to make payments across and within SEA simple, secure and easy for everyone. We serve thousands of businesses ranging from SMEs to multinational enterprises, and process millions of transactions monthly. We've been growing rapidly since our inception in 2015, onboarding hundreds of new customers every month, and backed by global top-10 VCs. We're proud to be featured on among the fastest growing companies by Y-Combinator.

About the Job

We're looking for a Compliance Manager to join our Thailand team, focusing on regulatory compliance. In this role, you'll be our in-country expert on local regulations, serving as the primary point of contact with Thai regulators—especially the Bank of Thailand (BOT) and Anti-Money Laundering Office (AMLO). You'll help ensure that our operations stay compliant with local laws while enabling the business to grow safely and responsibly.

This is a hands-on role where you'll lead end-to-end regulatory filings, monitor regulatory developments, and advise internal teams on compliance obligations. You'll also support licensing matters and product launches, translating regulatory requirements into practical business guidance. You'll work closely with the Head of Compliance (Thailand), your Deputy Anti-Money Laundering Officer counterpart, and cross-functional teams such as Finance, Ops, Legal, Risk, and Product.

If you enjoy working independently, want to partner closely with regulators, and thrive in a fast-paced fintech environment — this role is for you.

Minimum Qualifications

Education
: Bachelor's degree in Law, Finance, Business, or a related field.

Experience

• Minimum 5+ years of experience in regulatory compliance, legal advisory, or risk management in the financial services sector.

Skills and Competencies

• Solid understanding of Thai financial regulations, especially Bank of Thailand (BoT) and Anti-Money Laundering Office (AMLO) requirements.
• Experience in payments, fintech, or financial services is strongly preferred.
• Strong communication skills in English (spoken and written) with the ability to represent the company professionally in engagements with Thai regulators.
• Strong organisational skills and attention to detail.
• Ability to work independently and manage multiple projects with minimal supervision.
• Capable of translating regulatory requirements into operational and business guidance.
• Ability to collaborate with cross-functional teams such as Finance, Legal, Risk, IT, and Merchant Operations.

Preferred Qualifications

• Experience:
  Prior experience dealing with Thai regulators and handling licence maintenance, product advisory, and regulatory reporting.
• Background:
  Legal, compliance consulting, or regulatory advisory experience is a plus. Payments or fintech exposure is highly preferred.

Responsibilities

Regulatory Compliance Management

• Act as the primary liaison with regulators, particularly the Bank of Thailand (BoT) and AMLO.
• Ensure business activities remain compliant with applicable laws, regulations, and licensing conditions.

Licensing, Reporting and Regulatory Projects

• Lead the preparation and submission of regulatory filings and correspondence.
• Support ongoing licensing and approval processes with Thai regulators.
• Track regulatory changes and coordinate internal impact assessments and responses.

Advisory and Risk Mitigation

• Provide compliance advice on new products, features, and business initiatives.
• Work with stakeholders to implement regulatory and control requirements.

Documentation and Policy Management

• Draft and maintain local compliance policies and procedures.
• Ensure accurate and up-to-date regulatory documentation for internal and external audits.

How Xendit Invests in Its People:

• High-growth environment
• Opportunities for learning and development on the job
• Competitive salaries
• Flexible leave policies
• Flexible hours
• Employee Loan

Compliance & Regulatory Affairs

• Ensure the Company and its affiliates comply with applicable laws, regulations, and corporate governance standards, including those issued by the SEC and the SET
• Monitor and implement compliance with the Personal Data Protection Act (PDPA), including drafting internal policies, conducting risk assessments, and delivering training sessions across departments
• Liaise with regulators such as the SEC, the SET, the Bank of Thailand, and other relevant authorities, including handling regulatory filings, disclosures, and responses
• Provide timely regulatory updates and ensure internal practices align with current legal and regulatory frameworks
• Review and update internal governance policies and procedures, including Board Charters, Codes of Conduct, and corporate manuals, in line with current laws and corporate governance standards

Corporate Secretary & Governance

• Coordinate and organize shareholders' meetings and board of directors' meetings in accordance with public company regulations
• Prepare and maintain corporate documents such as shareholder registers, board resolutions, directors' records, and statutory filings
• Ensure timely submission of disclosures and reports required under SET/SEC rules
• Ensure the Company's disclosures to investors and the public comply with transparency requirements under the Securities and Exchange Act and relevant SET/SEC guidelines
• Coordinate with Investor Relations and relevant departments to ensure accurate and timely disclosure of material information

Legal Advisory & Contract Management

• Draft, review, and revise various commercial contracts and legal documents (in both Thai and English), ensuring alignment with internal policies and legal requirements
• Provide strategic legal advice and partner with senior management to support decision-making on corporate, regulatory, and commercial matters
• Negotiate legal terms in contracts and support new business initiatives with risk-based legal perspectives

Litigation & External Counsel Management

• Manage preliminary litigation and dispute resolution matters affecting the Company and its affiliates
• Coordinate and manage work assignments with external legal counsels in Thailand and overseas

Team Leadership & Internal Collaboration

• Supervise and support the Legal & Compliance team, including oversight of departmental administrative tasks
• Collaborate cross-functionally with internal departments and contribute to the continuous improvement of legal and compliance operations
• Embrace cross-functional responsibilities and stay proactive in addressing emerging legal and regulatory issues

Qualifications:

• Bachelor or Master's degree of Laws
• Experience over 5 - 8 years in Legal and Compliance
• Excellent verbal and written communication skills English

Acron Aviation is an agile commercial aviation partner with a long heritage of providing established, industry-certified solutions, as well as future-focused, data-driven innovations. With customers across the globe our employees are committed to the company mission of innovating to create safer skies. For more information visit

Acron Aviation's integrated and global presence means we are uniquely positioned to deliver cutting-edge solutions to individuals and businesses in the aviation market. We provide technology and systems to enable quality pilot training. From distance learning systems applications and maintenance solutions to training devices and Full Flight Simulators ("FFS"), our technology covers the complete training spectrum.

We live by our values; Customer First, Move Fast, Own It and Speak Candidly and we are looking for talented people who can help us embody Our Vision to Innovate to create safer skies, and Our Mission to be the unconventional top tier, partner of choice for our customers.

Job Location: Bangkok, Thailand

About the role:

• The AATC FSTD Compliance Manager is the person who ensures timely and efficient preventative and corrective actions. To perform the corrective action programme and to ensure that actions taken contain the necessary elements required to achieve all regulatory requirements.
• Specifically, assisting in assuring quality of service in respect of the functions listed as set out and explained in the relevant procedures.

Responsibilities & Accountabilities:

• To act as an EASA approved assigned Person (Technical Inspector) for EEP evaluations.
• To prepare dossiers for initial and recurrent evaluations.
• To prepare technical reports on the findings of evaluations.
• To follow up on all raised findings until closure.
• To assist in EASA on-site evaluations.
• To act as an oversight on all FSTD QTG.
• To schedule and conduct Functional and Subjective tests in conjunction with Routine Flight Checks.
• To prepare reports for the Routine Flight Checks ensuring all findings raised are closed in a timely manner.
• To assist and prepare for NAA evaluations.

Knowledge, skills, qualifications:

• Bachelor's degree, or combination of education and relevant work experience
• A good command of written and spoken English.
• Able to work under pressure in a multi-cultural environment.
• Computer literacy (Word, Excel, PowerPoint).
• Minimum of 3 years' experience of technical knowledge of FSTD's.
• Knowledge of EASA Part ORA and EASA CS-FSTDA
• Detail oriented
• Strong communication and Problem solving skills