210 Compliance Support jobs in Thailand

Job Purpose

Monitor, control, and report fund risks including market, credit, liquidity, and operational risks ensuring alignment with investment strategies and risk management policies. Perform calculations, evaluate fund performance, prepare reports against benchmarks, and provide performance analysis to support effective decision-making.

Key Responsibilities

• Contribute to setting risk frameworks and policies, and translate them into guidelines/manuals.
• Monitor, analyze, and assess investment and operational risks to ensure compliance with investment strategies and risk policies; attend key company committees (IC, RMC, ROC, ORMWG).
• Prepare risk and performance reports for various funds (MF, PF, PVD) and present to relevant committees.
• Calculate and evaluate fund performance against benchmarks and provide performance analysis.
• Coordinate with internal departments to ensure adherence to risk management practices.
• Track regulatory updates and apply them to risk management processes.
• Utilize tools/software (e.g., Bloomberg, Morningstar) for risk and performance reporting.
• Review and enhance work processes to adapt to changing conditions.
• Provide regular (daily, monthly, quarterly) risk and performance reports to stakeholders.
• Advise business units to operate within defined risk frameworks.
• Participate in team decision-making and problem resolution.
• Continuously develop professional knowledge and skills.

Major Challenges
- Ensuring accuracy, completeness, and timeliness of monitoring and reporting.
- Continuous learning and capability development.
- Managing diverse responsibilities effectively.
- Exercising sound judgment in decision-making and problem-solving.

Role and Responsibilities

• Plan, design, and implement an overall investment risk management process for the organization.
• Assess product investment risks, identify and monitor risks affecting the business.
• Oversee routine risk control and monitoring processes, as well as risk report dissemination.
• Develop risk management analysis and control tools using Excel/VBA.
• Implement pre-trade risk control rules in the Charles River Development (CRD) system.
• Calculate fund performance measurement and conduct performance attribution analysis.
• Prepare proposals on the risk control framework for both existing and new products forthe Risk Management Committee.
• Support the preparation of data and reports for relevant business units (BUs) as requested

Qualifications

• High caliber, bachelor's degree or above in risk management, finance, economics mathematics, computer science, physics, statistics, engineering and/or other related fields.
• Experienced in investment risk management field at least 5 years
• Familiar with investment products
• Independent, disciplined, and committed to ensuring accuracy in all tasks
• Strong skill in Programming and Microsoft applications, preferably Excel / VBA
• Strong quantitative skills with excellent interpersonal skills
• Excellent written and spoken English as well as Thai language skills
• Must possess good judgment, logic, ability to multi-task and strong personality
• Must be able to perform well under pressure

Specific Knowledge/ Skills

• Hand-on financial risk modelling experience is preferred
• Having CFA / CISA / FRM / PRM professional certification is a plus

We offer career development and are committed to developing each employee to fulfill his/her potential. Successful candidates can look forward to competitive remuneration package, fringe benefits and exciting career prospects.

1. Risk Management

• Develop and maintain risk policies, frameworks, processes, and guidelines

to ensure effective enterprise-wide risk management.

• Support the preparation and monitoring of the Enterprise Risk

• Collaborate with business units

• Promote risk awareness and strengthen risk management culture across

the organization.

1. Compliance Management

• Act as Secretary of Compliance Committee

• Develop and implement the annual Compliance activities & Monitoring Program,

with reporting to top management.

• Oversee and monitor adherence to Code of Conduct, Whistleblowing System

• Promote compliance awareness for employees at all levels.

ROLES & RESPONSIBILITIES :

1. Responsible for preparing daily and monthly risk reports for Management, BOT, and Head Office.

2. Review and update the risk management frameworks and policies to comply with BOT's and Head office's requirement.

3. Prepare the report related with bond portfolio such as ECL report, hedge accounting activities, etc.

4. Participate in IFRS Model Development such as PD, LGD and ECL Model.

5. Drive process improvements by revising current processes and providing actionable recommendations.

6. Support team on preparing the ad-hoc assignment, if any.

QUALIFICATIONS :

Education Level: Bachelor's degree in Statistics, Mathematics, Finance, Economics, IT or related field

Years of Experience: 3-7 years

Skill and Knowledge: Good command in English

ROLES & RESPONSIBILITIES :

1. Responsible for preparing daily and monthly risk reports for Management, BOT, and Head Office.

2. Review and update the risk management frameworks and policies to comply with BOT's and Head office's requirement.

3. Prepare the report related with bond portfolio such as ECL report, hedge accounting activities, etc.

4. Participate in IFRS Model Development such as PD, LGD and ECL Model.

5. Drive process improvements by revising current processes and providing actionable recommendations.

6. Support team on preparing the ad-hoc assignment, if any.

QUALIFICATIONS :

Education Level: Bachelor's degree in Statistics, Mathematics, Finance, Economics, IT or related field

Years of Experience: 3-7 years

Skill and Knowledge: Good command in English

AIRA Capital Public Company Limitedis a listed company in "MAI", has been incorporated as a holding company in financial businesses. Due to our rapid growth, we are looking for energetic, experienced, and high talent professionals to join our team and/or subsidiary companies with challenging career opportunities in the following positions.

Office Base : 8:30 - 17:30 Mon - Fri

Location : MRT Samyan (Chamchuri Square)

Responsibilities:

Develop and implement enterprise-wide risk management frameworks, policies, and guidelines in accordance with regulatory requirements.

• Oversee the execution of risk management initiatives within the company and its subsidiaries.
• Conduct risk assessments covering strategic, operational, financial, and compliance risks.
• Create and maintain risk reporting tools and dashboards to support decision-making.
• Prepare consolidated risk reports for executive management and the Risk Management Committee.
• Establish standard operating procedures (SOPs) and internal controls for subsidiaries.
• Coordinate with affiliated companies to monitor risk mitigation and internal control practices.
• Evaluate and monitor risks related to the company's investment portfolio.
• Supervise team operations, manage resources, and ensure alignment with risk management goals.
• Research and apply best practices in risk management to improve existing systems and methodologies.
• Support compliance with applicable laws, industry regulations, and internal policies.
• Perform other duties as assigned.

Qualifications:

• Minimum 5–7 years of experience in one or more of the following areas: Risk Management, Internal Control, or Financial Analysis
• Bachelor's or Master's degree in Finance, Accounting, Business Administration, Economics, or a related field
• Strong analytical thinking and problem-solving skills
• Good interpersonal and communication skills
• Fair to Good in English and computer applications
• Background in auditing is a plus

Benefits:

• Public holidays: 19 days
• Personal leave: 5 days (available from the start date)
• Minimum of 10 days annual leave
• Health, life, and accident insurance (OPD/IPD)
• Provident fund (5% employer contribution). After 5 years, 100% contribution
• Annual bonus and salary adjustment
• Company parties/social gatherings
• Annual health check-up
• Offsite activities
• Training leave
• Travel expenses reimbursed as per actual (based on case)
• Other benefits

Job Description

•Coordinate and facilitate with ASEAN subsidiaries in providing effective risk data, analytics, and reporting concerning Credit, Market, Liquidity, and Operational risks.

•Ensure efficient monitoring of portfolio quality.

•Analyze portfolios to support policy and portfolio strategy management.

•Oversee adequate portfolio provisioning and portfolio planning in accordance with Group standards.

Qualifications

• Bachelor's degree or higher in Finance, Economics, Business Administration, or a related field
• Over 6 years of experience in risk management
• Strong understanding of credit risk principles, financial statements, and industry/market trends
• Experience in preparing risk assessments, credit proposals, and portfolio analysis
• Proficiency in MS Excel and financial modeling; knowledge of risk systems or tools is a plus
• Excellent analytical and problem-solving skills
• Strong communication and presentation skills in English
• Able to work independently and collaborate with cross-functional teams
• Attention to detail, with the ability to manage multiple priorities under tight deadlines

**Only shortlisted candidates will be contacted**

Applicants can read the Personal Data Protection Announcement of the Bank's Human Resources Function by typing the link from the image that stated below. :

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: Remark: The bank needs to and will have a process for verifying personal information related to the criminal history of applicants before they are considered for employment with the bank.

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Talent Acquisition Department

Bank of Ayudhya Public Company Limited

1222 Rama III Rd., Bangpongpang, Yannawa, Bangkok 10120

Risk Management Manager

Job Description:

As the Risk Management Manager at Pi Securities PCL, you will oversee the firm's risk management framework, ensuring financial stability, regulatory compliance, and effective risk mitigation. You will work closely with management to identify, assess, and manage risks across the business.

Key Responsibilities:

• Develop and maintain risk assessment frameworks for financial, market, credit, operational, and IT risks.
• Propose and implement risk mitigation strategies aligned with business objectives.
• Integrate data analytics and quantitative tools (stress testing, scenario analysis, risk models) into risk monitoring.
• Ensure compliance with Thai financial regulations, BCP/BCM standards, and support audits.
• Prepare risk reports and dashboards for senior management and committees.
• Promote a strong risk culture, conduct risk assessments with business units, and provide staff training.

Qualifications:

• Bachelor's degree in Finance, Economics, or related field.
• 7–10 years of experience in risk management within the Thai securities or financial services industry.
• Strong knowledge of Thai regulations and market practices.
• Analytical and quantitative skills with ability to present clear insights.
• Experience in stakeholder communication and reporting.
• Leadership or team development experience preferred.
• Knowledge of international markets and derivatives is an advantage.

Risk Management Manager

We're looking for a strategic and analytical Risk Management Manager to lead the risk management function at our cryptocurrency exchange.

About the Role:

In this role, you'll be responsible for:

• Enterprise Risk Management: Designing and maintaining our risk framework, identifying and assessing risks unique to crypto assets, and reporting to senior leadership.
• Market Surveillance Oversight: Reviewing daily market surveillance activities to ensure trading integrity and addressing manipulative behavior.
• Regulatory Risk Evaluation: Assessing the impact of new crypto regulations in coordination with Legal and Compliance, and helping develop mitigation plans.
• Cross-Functional Collaboration: Working closely with various teams (Compliance, Legal, IT, Finance, Operations) to align risk assessments and promote a risk-aware culture.

Qualifications:

• Bachelor's degree in Risk Management, Finance, Economics, Law, Computer Science, or a related field.
• 3-5 years of experience in enterprise risk management, compliance, audit, or surveillance, preferably in financial services, fintech, or crypto.
• Familiarity with cryptocurrency markets or blockchain technology is a strong plus.
• Understanding of risk frameworks (e.g., COSO, ISO
• Strong analytical skills and effective communication in both Thai and English.

Compensation & Benefits:

• Competitive salary
• Annual paid holidays
• Health insurance
• Provident Fund
• Opportunity to advance your career in the blockchain & crypto industry
• Flexible work environment

Location: Pier 111 (Ratchaprasong/Pratunam, Bangkok)