5 Financial Compliance jobs in Thailand
Risk Management Manager
Bangkok, Bangkok
KSK Insurance (Thailand) Public Company
Posted today
Job Viewed
Job Description
**Everyday**
- Promote risk management awareness among departments, branches and subsidiaries by coordinating review, update and monitoring of risk register and controls
- Monitor market risk of products
- Monitor operational risk and other risks such as legal, reputational and compliance risk and follow up on improvement areas
- Review operational manuals and new product launched and provide input from risk perspective
- Support regional Risk Management to align policies and practices and make timely and accurate reporting
- Support review of policies, development of methods to assess risks and ensuring the reliability of these methods.
- Support changes and modification to the overall Risk Management Framework and its related activities for further enhancement and efficiency.
- Analyze risk indicators and formulate solutions to address risks.
- Prepare, review risk reports and ensure execution of the action plans.
- Ensure risk management policies are implemented.
- Observe and comply at all times with all acts, laws, articles of associations, rules and regulations affecting the Company’s business and the securities industries and be conversant with all statutory modifications and reenactments as may be introduced thereto.
- Perform other functions as may be assigned by the superior from time to time.
- Display teamwork and work closely with other senior management at all times. Support KSK plan development and coordinate periodic KSK testing.
**Your will need to**
- Bachelor or Master in Law degree holder
- At least 3 years risk management experience in insurance (preferred), financial industry or law firm
- Ability to confront conflict and difficult issues in a professional, assertive and proactive manner
- Ability to communicate in English language (writing and speaking)
- Display personal qualities of integrity, credibility and strong work ethic
- Strong in leadership and has ability to work effectively in a team and multi-cultural environment
- Analytical, attention to details, and creative problem solving abilities
- Promote risk management awareness among departments, branches and subsidiaries by coordinating review, update and monitoring of risk register and controls
- Monitor market risk of products
- Monitor operational risk and other risks such as legal, reputational and compliance risk and follow up on improvement areas
- Review operational manuals and new product launched and provide input from risk perspective
- Support regional Risk Management to align policies and practices and make timely and accurate reporting
- Support review of policies, development of methods to assess risks and ensuring the reliability of these methods.
- Support changes and modification to the overall Risk Management Framework and its related activities for further enhancement and efficiency.
- Analyze risk indicators and formulate solutions to address risks.
- Prepare, review risk reports and ensure execution of the action plans.
- Ensure risk management policies are implemented.
- Observe and comply at all times with all acts, laws, articles of associations, rules and regulations affecting the Company’s business and the securities industries and be conversant with all statutory modifications and reenactments as may be introduced thereto.
- Perform other functions as may be assigned by the superior from time to time.
- Display teamwork and work closely with other senior management at all times. Support KSK plan development and coordinate periodic KSK testing.
**Your will need to**
- Bachelor or Master in Law degree holder
- At least 3 years risk management experience in insurance (preferred), financial industry or law firm
- Ability to confront conflict and difficult issues in a professional, assertive and proactive manner
- Ability to communicate in English language (writing and speaking)
- Display personal qualities of integrity, credibility and strong work ethic
- Strong in leadership and has ability to work effectively in a team and multi-cultural environment
- Analytical, attention to details, and creative problem solving abilities
This advertiser has chosen not to accept applicants from your region.
0
Assistant Manager, Operation Risk Management
Bangkok, Bangkok
Prudential plc
Posted today
Job Viewed
Job Description
Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow and Succeed.
Role responsibilities:
- Ensure compliance with all regulatory and statutory requirements that relate to risk management as set up by local regulatory supervisory bodies i.e. OIC, SEC
- Ensure compliance with the Group Risk Framework and its components and escalation of risk management issues to management, Risk Committee and its sub-committees, where required
- Facilitate the identification and assessment of Risks within PLT via the RCSA workshop. Assist in follow up report and documentation
- Monitor day to day risks and coordinates with other Department Heads and Risk Coordinators
- Maintain and update the Quarterly Key Risk reports, Control Plan and Incident Report
- Provide assistance to Operational Risk team on matters relating to oversight across all risks
Qualifications:
- Bachelor’s degree in Business Administration or Risk Management.
- Proficient in Microsoft Office Application.
- Minimum 3 years of experience in relevant area preferably in Life Insurance Business
- Knowledge of Risk Management and Insurance Industry
- Can work independently while goal and team oriented
Key Attributes:
- Fluent in English, both written and verbal
- Excellent communication and interpersonal skills
- Strong analytical and logical thinking skills with good attention to detail
Role responsibilities:
- Ensure compliance with all regulatory and statutory requirements that relate to risk management as set up by local regulatory supervisory bodies i.e. OIC, SEC
- Ensure compliance with the Group Risk Framework and its components and escalation of risk management issues to management, Risk Committee and its sub-committees, where required
- Facilitate the identification and assessment of Risks within PLT via the RCSA workshop. Assist in follow up report and documentation
- Monitor day to day risks and coordinates with other Department Heads and Risk Coordinators
- Maintain and update the Quarterly Key Risk reports, Control Plan and Incident Report
- Provide assistance to Operational Risk team on matters relating to oversight across all risks
Qualifications:
- Bachelor’s degree in Business Administration or Risk Management.
- Proficient in Microsoft Office Application.
- Minimum 3 years of experience in relevant area preferably in Life Insurance Business
- Knowledge of Risk Management and Insurance Industry
- Can work independently while goal and team oriented
Key Attributes:
- Fluent in English, both written and verbal
- Excellent communication and interpersonal skills
- Strong analytical and logical thinking skills with good attention to detail
This advertiser has chosen not to accept applicants from your region.
1
Cro - Senior Operational Risk Management Analyst
ธนาคารทหารไทย จำกัด (มหาชน)
Posted today
Job Viewed
Job Description
**Responsibilities**:
- Main responsibility is to handle and analyze information of bank incidents including fraud, misconduct, and mis-selling and generate the dashboard and report both for internal usage in the department and for presenting to the bank’s committee, executives, and other relevant value chain businesses.
**Main responsibilities**:
- Proactively gather and analyze information of fraud, misconduct, mis-selling, and other significant incidents
- In depth analyze in term of fraud pattern to create action plan to prevent fraud or other operational risk
- Track and monitor incident by come up with effective database and reports which can help support to manage the business
- Take initiative in develop the useful report for management decision
- Provide dashboard on fraud, misconduct, mis-selling and other significant incidents to relevant committees and executives
- Coordinate with the other Corporate Operational Risk Management functions and other business units e.g. Legal, BORMs, Compliance to gather the needed information
- Manage special assignments (if any)
- **Qualifications**:
- Master’s degrees or bachelor’s degree Major in any related fields
- Experience 3-5 years in Lending Products and Banking Business
- Able to use quantitative tools statistical modelling techniques, and data mining
- Proficient in SAS software, Advance Excel, Power BI, Power Point
- Strong analytic skills and systematic thinking
- Presentation and communication skill
- Positive attitude and Open mind
- Details and results oriented
- Initiatives and self-motivated, adapt to change and new things
**Location : HQ / **27A**
**For more information**:
- Main responsibility is to handle and analyze information of bank incidents including fraud, misconduct, and mis-selling and generate the dashboard and report both for internal usage in the department and for presenting to the bank’s committee, executives, and other relevant value chain businesses.
**Main responsibilities**:
- Proactively gather and analyze information of fraud, misconduct, mis-selling, and other significant incidents
- In depth analyze in term of fraud pattern to create action plan to prevent fraud or other operational risk
- Track and monitor incident by come up with effective database and reports which can help support to manage the business
- Take initiative in develop the useful report for management decision
- Provide dashboard on fraud, misconduct, mis-selling and other significant incidents to relevant committees and executives
- Coordinate with the other Corporate Operational Risk Management functions and other business units e.g. Legal, BORMs, Compliance to gather the needed information
- Manage special assignments (if any)
- **Qualifications**:
- Master’s degrees or bachelor’s degree Major in any related fields
- Experience 3-5 years in Lending Products and Banking Business
- Able to use quantitative tools statistical modelling techniques, and data mining
- Proficient in SAS software, Advance Excel, Power BI, Power Point
- Strong analytic skills and systematic thinking
- Presentation and communication skill
- Positive attitude and Open mind
- Details and results oriented
- Initiatives and self-motivated, adapt to change and new things
**Location : HQ / **27A**
**For more information**:
This advertiser has chosen not to accept applicants from your region.
2
Data Center Security Manager, Compliance, Safety, Risk Management
Nong Yai, Chonburi
Google
Posted 17 days ago
Job Viewed
Job Description
Google will be prioritizing applicants who have valid working rights in Thailand and do not require Google's sponsorship of a visa.
**Minimum qualifications:**
+ Bachelor's degree or equivalent practical experience.
+ 5 years of experience in managing, sourcing, or procuring business resources and vendors.
+ 5 years of experience in co-ordinating or managing resources for data center locations, and leading operational or project based work and tasks.
**Preferred qualifications:**
+ Master's degree or equivalent practical experience.
+ Experience in managing workforce.
+ Experience with Google application.
+ Knowledge of physical security, investigations, compliance, or risk management.
+ Knowledge of security technology including access control and CCTV.
Security is at the core of Google's design and development process: it is built into the DNA of our products. The same is true of our offices. You're an expert who shares our seriousness about security and our commitment to confidentiality. You'll collaborate with our Facilities Management team to create innovative security strategies, investigate breaches and create risk assessment plans for the future. You believe that providing effective security doesn't come at the expense of customer service - you will be our bodyguard (and our long lost pal).
As a Data Center Security Manager, you will lead projects with minimal guidance, leveraging your expertise in security technology, data analysis and visualization to drive team efforts. You will collaborate across teams, propose creative solutions and uphold Google's cultural values while contributing to a positive work environment. You will ensure security integrity, investigate breaches and implement effective solutions to safeguard our infrastructure.
Behind everything our users see online is the architecture built by the Technical Infrastructure team to keep it running. From developing and maintaining our data centers to building the next generation of Google platforms, we make Google's product portfolio possible. We're proud to be our engineers' engineers and love voiding warranties by taking things apart so we can rebuild them. We keep our networks up and running, ensuring our users have the best and fastest experience possible.
**Responsibilities:**
+ Oversee compliance, security and risk management programs for the data center campus including incident management, guard agreements and physical security issues.
+ Provide after hours on-call support and serve as the primary contact for emergencies, event response and crisis management.
+ Conduct investigations into code of conduct violations, workplace injuries and security incidents, as well as Threat, Vulnerability and Risk Assessments (TVRA).
+ Enforce compliance processes in alignment with Compliance, Safety, and Risk Management (CSRM) policies, standards and regulatory requirements.
+ Manage security-related budgets, forecasts and invoice control for the assigned campus while supporting financial analysis and decision-making for security requirements.
Google is proud to be an equal opportunity workplace and is an affirmative action employer. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements. See also and If you have a need that requires accommodation, please let us know by completing our Accommodations for Applicants form:
**Minimum qualifications:**
+ Bachelor's degree or equivalent practical experience.
+ 5 years of experience in managing, sourcing, or procuring business resources and vendors.
+ 5 years of experience in co-ordinating or managing resources for data center locations, and leading operational or project based work and tasks.
**Preferred qualifications:**
+ Master's degree or equivalent practical experience.
+ Experience in managing workforce.
+ Experience with Google application.
+ Knowledge of physical security, investigations, compliance, or risk management.
+ Knowledge of security technology including access control and CCTV.
Security is at the core of Google's design and development process: it is built into the DNA of our products. The same is true of our offices. You're an expert who shares our seriousness about security and our commitment to confidentiality. You'll collaborate with our Facilities Management team to create innovative security strategies, investigate breaches and create risk assessment plans for the future. You believe that providing effective security doesn't come at the expense of customer service - you will be our bodyguard (and our long lost pal).
As a Data Center Security Manager, you will lead projects with minimal guidance, leveraging your expertise in security technology, data analysis and visualization to drive team efforts. You will collaborate across teams, propose creative solutions and uphold Google's cultural values while contributing to a positive work environment. You will ensure security integrity, investigate breaches and implement effective solutions to safeguard our infrastructure.
Behind everything our users see online is the architecture built by the Technical Infrastructure team to keep it running. From developing and maintaining our data centers to building the next generation of Google platforms, we make Google's product portfolio possible. We're proud to be our engineers' engineers and love voiding warranties by taking things apart so we can rebuild them. We keep our networks up and running, ensuring our users have the best and fastest experience possible.
**Responsibilities:**
+ Oversee compliance, security and risk management programs for the data center campus including incident management, guard agreements and physical security issues.
+ Provide after hours on-call support and serve as the primary contact for emergencies, event response and crisis management.
+ Conduct investigations into code of conduct violations, workplace injuries and security incidents, as well as Threat, Vulnerability and Risk Assessments (TVRA).
+ Enforce compliance processes in alignment with Compliance, Safety, and Risk Management (CSRM) policies, standards and regulatory requirements.
+ Manage security-related budgets, forecasts and invoice control for the assigned campus while supporting financial analysis and decision-making for security requirements.
Google is proud to be an equal opportunity workplace and is an affirmative action employer. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements. See also and If you have a need that requires accommodation, please let us know by completing our Accommodations for Applicants form:
This advertiser has chosen not to accept applicants from your region.
3
Credit Risk Model Management
บริษัท บางกอก สมาร์ทการ์ด ซิสเทม จำกัด
Posted today
Job Viewed
Job Description
การเงิน/การธนาคาร/หลักทรัพย์
วันนี้
- คุณสมบัติพื้นฐาน
- งานประจำ- 2 - 5 ปี- กทม. (สาทร)- ปริญญาตรีหรือสูงกว่า- สามารถเจรจาต่อรองได้- หน้าที่และความรับผิดชอบ
- Overall:
- The main responsibility is to develop/manage credit risk models to- support for risk decision and risk measurement. Ensure the- appropriateness of credit model usage to support for company- direction and seek for the new opportunity for digital lending. Work- with data engineers within the group to develop alternative credit- scoring by using partnership data.- Roles and Responsibilities:
- 1. Develop and maintain credit risk models to support risk decision- and risk measurement.- 2. Develop and maintain credit risk model management framework- and ensure the credit models comply with regulatory standards- and appropriate for business strategy.- 3. Assist and work closely with business to ensure credit risk models- are appropriate and efficient for business direction and support for- new digital lending risk assessment and platform.- 4. Ensure all credit models are qualified to be used through model- life cycle. Regularly perform model monitoring, model assessment- and propose proactive action/ recommendation to improve the- model.- 5. Assist and design for business opportunity to develop alternative- credit score from partnership data.- 6. Collaborate with IT and data engineer to ensure data availability- and quality from various source to develop an efficient model.- 7. Establish and maintain the standards/guidelines for credit risk- model development and monitoring. Ensure the models are- compliant with all related regulation requirement.- คุณสมบัติ
- o Bachelor’s/Master’s or higher degree in Mathematics, Statistics,- Engineer, Data scientist or any related fields.- o At least 2-5 years experiences credit Risk modeling/ scoring in- retail banking, consumer finance or any financial business.- o Strong knowledge and skill in machine learning, credit scoring,- data analytics using R/ Python, SAS and SQL.- o Analytical mindset with excellent critical thinking ability and data- analytics skills.- o Excellent computer skills and programming tools.- o Good command in both written and spoken English.- o Prior experience in a digital leading or fin-tech start-up is a plusดูคุณสมบัติเพิ่มเติม
- สวัสดิการ
- Dental insurance (สิทธิการเบิกค่าทันตกรรม)
- กองทุนสำรองเลี้ยงชีพ
- การฝึกอบรมและพัฒนาพนักงาน
- ค่ายินดีมงคลสมรส
- ค่าใช้จ่ายในการเดินทาง
- ทำงานสัปดาห์ละ 5 วัน
- ประกันสังคม
- ประกันสุขภาพ
- ประกันอุบัติเหตุ
- ลาบวช
- เครื่องแบบพนักงาน, ชุดยูนิฟอร์ม
- เงินช่วยเหลือฌาปนกิจ
- เที่ยวประจำปี หรือเลี้ยงประจำปี
- โบนัสตามผลงาน/ผลประกอบการ
ดูสวัสดิการเพิ่มเติม
วันนี้
- คุณสมบัติพื้นฐาน
- งานประจำ- 2 - 5 ปี- กทม. (สาทร)- ปริญญาตรีหรือสูงกว่า- สามารถเจรจาต่อรองได้- หน้าที่และความรับผิดชอบ
- Overall:
- The main responsibility is to develop/manage credit risk models to- support for risk decision and risk measurement. Ensure the- appropriateness of credit model usage to support for company- direction and seek for the new opportunity for digital lending. Work- with data engineers within the group to develop alternative credit- scoring by using partnership data.- Roles and Responsibilities:
- 1. Develop and maintain credit risk models to support risk decision- and risk measurement.- 2. Develop and maintain credit risk model management framework- and ensure the credit models comply with regulatory standards- and appropriate for business strategy.- 3. Assist and work closely with business to ensure credit risk models- are appropriate and efficient for business direction and support for- new digital lending risk assessment and platform.- 4. Ensure all credit models are qualified to be used through model- life cycle. Regularly perform model monitoring, model assessment- and propose proactive action/ recommendation to improve the- model.- 5. Assist and design for business opportunity to develop alternative- credit score from partnership data.- 6. Collaborate with IT and data engineer to ensure data availability- and quality from various source to develop an efficient model.- 7. Establish and maintain the standards/guidelines for credit risk- model development and monitoring. Ensure the models are- compliant with all related regulation requirement.- คุณสมบัติ
- o Bachelor’s/Master’s or higher degree in Mathematics, Statistics,- Engineer, Data scientist or any related fields.- o At least 2-5 years experiences credit Risk modeling/ scoring in- retail banking, consumer finance or any financial business.- o Strong knowledge and skill in machine learning, credit scoring,- data analytics using R/ Python, SAS and SQL.- o Analytical mindset with excellent critical thinking ability and data- analytics skills.- o Excellent computer skills and programming tools.- o Good command in both written and spoken English.- o Prior experience in a digital leading or fin-tech start-up is a plusดูคุณสมบัติเพิ่มเติม
- สวัสดิการ
- Dental insurance (สิทธิการเบิกค่าทันตกรรม)
- กองทุนสำรองเลี้ยงชีพ
- การฝึกอบรมและพัฒนาพนักงาน
- ค่ายินดีมงคลสมรส
- ค่าใช้จ่ายในการเดินทาง
- ทำงานสัปดาห์ละ 5 วัน
- ประกันสังคม
- ประกันสุขภาพ
- ประกันอุบัติเหตุ
- ลาบวช
- เครื่องแบบพนักงาน, ชุดยูนิฟอร์ม
- เงินช่วยเหลือฌาปนกิจ
- เที่ยวประจำปี หรือเลี้ยงประจำปี
- โบนัสตามผลงาน/ผลประกอบการ
ดูสวัสดิการเพิ่มเติม
This advertiser has chosen not to accept applicants from your region.
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