366 Compliance jobs in Thailand

Position Description

The incumbent will have a direct reporting line to Head of Compliance, Thailand and will have given Thailand and broad South East compliance mandate (excluding Singapore) which extends to a number of licensed entities in South East Asia and multiple business lines, including but not limited to, institutional cash equities sales and trading, ECM and DCM businesses.

Given the broad mandate of this role, it is expected for the incumbent to demonstrate and develop well-rounded Compliance knowledge and be well-versed in a broad spectrum of Compliance skills, and not be restricted to specialized Compliance roles.

Key Areas of Responsibilities

The incumbent will primarily assist Head of Compliance, Thailand and on secondary basis, assist on the wider South East Asia compliance team (excluding Singapore):

Compliance Monitoring and Surveillance

• Maintaining and executing the ongoing compliance monitoring programme, which includes, amongst others:
• Trade surveillance by analyzing trade data and via the use of SMARTS Broker trade surveillance tool;
• Monitoring of staff dealing activity and compliance with staff dealing policy;
• Monitoring of staff outside directorships, business interests and activities;
• Monitoring of gift and entertainment of staff;
• Monitoring of fly-in-fly-out activities of licensed staff;
• Conducting compliance desk reviews/thematic reviews, as may be required, based on emerging risks or new regulatory requirements;

Central Compliance

• Assist in the licensing and registration process for new front office staff.
• Monitoring and following up with existing representatives on their continuing obligations, amongst others, changes in personal particulars and business interests, continuing education program and register of securities.
• Liaising with relevant internal stakeholders to complete surveys/forms/questionnaires/ requested by regulators.
• Assist in the preparation of periodic and ad-hoc regulatory reporting to the regulators.
• Assist to ensure that all compliance correspondences/records and registers are duly tracked and maintained.
• Assist to conduct compliance induction trainings for all new staff and other basic training.
• Ensuring that staff completes all mandatory compliance trainings and declarations.
• Assisting with compliance reporting to local and group management.

Compliance Advisory

• Assist the Head of Compliance, Thailand responding to simple internal queries, for example, those relating to licensing requirements or group compliance policies/procedures such as staff dealing, outside business interests, and gift and entertainment, etc, track regulatory change, assisting in external/internal audit, review and revise local compliance policies and any other required ad –hoc tasks as required.

Requirements

• Bachelor's Degree or above in Law, Accounting or related discipline.
• Minimum 1-3 years' of Compliance/audit/regulatory experience in the financial services sector are preferred.
• Excellent analytical skills and quick logical thinking ability.
• Strong interpersonal skills.
• Excellent command in both spoken and written English.
• Strong attention to detail.
• Able to operate independently and to multi-task effectively.
• Proficient in Microsoft Office Applications for both data collection and interpretation of the results that can presented clearly and concisely.
• Reasonable understanding of Compliance role and risk-based Compliance approach, and ability to identify and remediate key Compliance risks.
• Basic knowledge of securities laws, including regulations related to securities brokerage businesses.
• Knowledge or experience in specific areas such as securities laws, Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations, or other relevant legal frameworks is considered a plus.

Job Requirements

• Establish and maintain compliance policies, procedures, and controls to ensure adherence to relevant laws and regulations.
• Conduct annual audit plans to ensure compliance with policies, trust deeds, trust manager appointment agreements, disclosure statements, prospectuses, and applicable rules and regulations.
• Develop and implement effective risk mitigation strategies and action plans.
• Manage conflicts of interest in the REIT Manager, Trust, and Tenants.
• Coordinate dispute resolution matters.
• Serve as a liaison with external auditors.
• Ensure compliance with SET and SEC rules and regulations.

Qualifications

• Bachelor's degree in Law, Business, Finance, or a related field.
• At least 3 years of experience in compliance and risk management within the real estate industry.
• Strong analytical and problem-solving skills, with keen attention to detail.
• Excellent communication and interpersonal skills, with the ability to liaise effectively with regulatory authorities and internal stakeholders.
• Ability to work independently and collaboratively in a team environment.
• Demonstrated ability to manage multiple tasks and meet deadlines in a fast-paced environment.

Job brief

The Regulatory Compliance Supervisor is a key role within the Food Safety, Quality & Regulatory (FSQR) team. This position is a hybrid work model (home and Bangkok office), reports to the Regulatory Compliance Manager. Responsible for ensuring the company's products and processes comply with all regional regulatory and client requirements. This involves acting as a technical advisor, providing training, and analyzing compliance trends to proactively guide the business.

Responsibilities

• Regulatory Analysis & Strategy: Monitor and interpret regulatory trends (FDA, USDA, etc.), providing feedback to Product Development and FSQR teams to ensure proactive compliance.
• Documentation Management: Maintain and update critical documents, including product specifications, nutrition labels (NLEA), allergen statements, SOPs, and technical data sheets.
• Stakeholder Education: Educate internal teams on new and changing regulatory requirements that impact the business.
• Quality & Compliance Oversight: Support the review of supplier and manufacturing quality systems, including audits, corrective actions, and non-conformities.
• Issue Escalation & Support: Serve as a supporting role for escalating internal and external compliance-related issues to management and provide technical documentation support to internal teams and manufacturing sites.
• Relationship Building: Actively engage with regulatory bodies to build strong relationships.
• General Support: Provide support to the laboratory team with data management and perform other assigned duties.

Requirements

• A Bachelor of Science degree in Food Science, Nutrition, Regulatory Affairs, or Life Sciences is required.
• Professional certifications such as PCQI, FSVP, or HACCP are a plus.
• 2-4 years of experience in the food, supplement, or cosmetic industry.
• 1-3 years of direct regulatory experience.
• Strong knowledge of FDA regulations and basic knowledge of USDA regulations (especially labelling).
• Knowledge of GFSI standards, HACCP, and third-party audits.
• Experience with CFIA, EFSA, or APAC regulations is a major advantage.
• Proficient in Microsoft Office applications.
• Excellent organizational, time management, and verbal/written communication skills.
• Passionate about a purpose-driven career.
• Comfortable working with ambiguity and able to work independently.
• High attention to detail and able to thrive in a deadline-driven environment.
• Travel: Up to 10% travel is expected.

"Please note, only shortlisted candidates will be contacted for further steps."
*Focal Resource Recruitment Co., Ltd.

Recruitment License No.: 1842/2566*

About TrueMoney

TrueMoney is a leading international fintech brand providing innovative payment and financial services across seven countries in Southeast Asia. With its user-friendly digital platform, extensive agent network, and comprehensive offline and online services, TrueMoney empowers millions of users to make easy, secure payments and enjoy a more convenient financial lifestyle.

Since its establishment, TrueMoney has grown to become the most popular digital financial application in the region, playing a central role in expanding access to financial services and improving quality of life for individuals and MSME communities.

TrueMoney is part of Ascend Money, a regional digital financial services company founded in 2013, which reached a major milestone by becoming Thailand's first fintech unicorn in

Job Description

• Providing guidance on financial service laws and regulations in relation to commercial banking or digital banking business, such as the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) rules and regulations
• Coordinating and working closely with business units and relevant regulators to ensure that the organization fully complies with relevant laws, rules and regulations
• Communicating timely regulatory requirements to all related parties
• Educating employees on relevant laws, rules and regulations and the impact of non-compliance on the organization
• Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance
• Developing regulatory compliance procedure and facilitating Business Unit to embed regulatory compliance procedure in Business Unit process
• Maintaining up-to-date Regulatory Compliance policies & procedures
• Developing and maintaining Regulatory Compliance program
• Conducting monitoring and Regulatory Compliance Review to ensure consistent regulatory compliance across the organization
• Recording and escalating the review findings properly and following up with responsible managements to ensure the issues are rectified in a timely manner
• Additional duties as assigned by the Head of Compliance

Qualifications

• Bachelor's degree or higher in any field. Advanced degree preferred
• A minimum of 10 years of relevant experience in compliance, legal, corporate governance or other control-related functions in the financial services firm, regulatory organization. Hands-on experience in retail banking compliance is a plus.
• Experience on financial service laws and regulations in relation to the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) is preferred.
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong project management skills with the ability to handle multiple tasks at one time
• Adaptive, being a fast learner with strong working ethic and service mind
• Strong communication skills in both Thai and English
• MS Office proficiency

Xendit provides payment infrastructure across Southeast Asia, with a focus on Indonesia, the Philippines and Malaysia. We process payments, power marketplaces, disburse payroll and loans, provide KYC solutions, prevent fraud, and help businesses grow exponentially. We serve our customers by providing a suite of world-class APIs, eCommerce platform integrations, and easy to use applications for individual entrepreneurs, SMEs, and enterprises alike.

Our main focus is building the most advanced payment rails for Southeast Asia, with a clear goal in mind — to make payments across and within SEA simple, secure and easy for everyone. We serve thousands of businesses ranging from SMEs to multinational enterprises, and process millions of transactions monthly. We've been growing rapidly since our inception in 2015, onboarding hundreds of new customers every month, and backed by global top-10 VCs. We're proud to be featured on among the fastest growing companies by Y-Combinator.

About the Job

We're looking for a Compliance Manager to join our Thailand team, focusing on regulatory compliance. In this role, you'll be our in-country expert on local regulations, serving as the primary point of contact with Thai regulators—especially the Bank of Thailand (BOT) and Anti-Money Laundering Office (AMLO). You'll help ensure that our operations stay compliant with local laws while enabling the business to grow safely and responsibly.

This is a hands-on role where you'll lead end-to-end regulatory filings, monitor regulatory developments, and advise internal teams on compliance obligations. You'll also support licensing matters and product launches, translating regulatory requirements into practical business guidance. You'll work closely with the Head of Compliance (Thailand), your Deputy Anti-Money Laundering Officer counterpart, and cross-functional teams such as Finance, Ops, Legal, Risk, and Product.

If you enjoy working independently, want to partner closely with regulators, and thrive in a fast-paced fintech environment — this role is for you.

Minimum Qualifications

Education
: Bachelor's degree in Law, Finance, Business, or a related field.

Experience

• Minimum 5+ years of experience in regulatory compliance, legal advisory, or risk management in the financial services sector.

Skills and Competencies

• Solid understanding of Thai financial regulations, especially Bank of Thailand (BoT) and Anti-Money Laundering Office (AMLO) requirements.
• Experience in payments, fintech, or financial services is strongly preferred.
• Strong communication skills in English (spoken and written) with the ability to represent the company professionally in engagements with Thai regulators.
• Strong organisational skills and attention to detail.
• Ability to work independently and manage multiple projects with minimal supervision.
• Capable of translating regulatory requirements into operational and business guidance.
• Ability to collaborate with cross-functional teams such as Finance, Legal, Risk, IT, and Merchant Operations.

Preferred Qualifications

• Experience:
  Prior experience dealing with Thai regulators and handling licence maintenance, product advisory, and regulatory reporting.
• Background:
  Legal, compliance consulting, or regulatory advisory experience is a plus. Payments or fintech exposure is highly preferred.

Responsibilities

Regulatory Compliance Management

• Act as the primary liaison with regulators, particularly the Bank of Thailand (BoT) and AMLO.
• Ensure business activities remain compliant with applicable laws, regulations, and licensing conditions.

Licensing, Reporting and Regulatory Projects

• Lead the preparation and submission of regulatory filings and correspondence.
• Support ongoing licensing and approval processes with Thai regulators.
• Track regulatory changes and coordinate internal impact assessments and responses.

Advisory and Risk Mitigation

• Provide compliance advice on new products, features, and business initiatives.
• Work with stakeholders to implement regulatory and control requirements.

Documentation and Policy Management

• Draft and maintain local compliance policies and procedures.
• Ensure accurate and up-to-date regulatory documentation for internal and external audits.

How Xendit Invests in Its People:

• High-growth environment
• Opportunities for learning and development on the job
• Competitive salaries
• Flexible leave policies
• Flexible hours
• Employee Loan

JOIN OUR TEAM
W
e're On a Mission to Bring Sunshine for All

Dole is one of the world's largest producers and marketers of high-quality fresh fruits, with a growing line of quality packaged and frozen foods. Dole's dedication to quality is a commitment solidly backed by: comprehensive programs for food safety, scientific crop protection programs, stringent quality control measures, state-of-the-art production and transportation technologies, continuous improvement through research and innovation, and dedication to the safety of their employees, communities and the environment.

Job Summary

The
Regulatory Compliance Supervisor
will be part of a cohesive team responsible for ensuring compliance with regional regulatory and client requirements. The position provides training, coaching, and functions as a technical advisor on regulatory compliance matters.

This role provides flexibility to work in a hybrid environment of home and our Bangkok office.

Primary Accountabilities

• Understand key regulatory environment and provide feedback to Product Development and Food Safety, Quality and Regulatory teams to undertake proactive steps to meet regulatory requirements
• Analyzes and interprets compliance trends to determine needs and adjust project requirements as necessary.
• Support management of product specifications, labeling, data sheets, SOPs and other compliance activities
• Updates NLEA (Nutrition Labels), Allergen, and other statements to ensure accuracy and maintain the safest food and supply chain standards.
• Stays well-informed on compliance and regulation updates.
• Educates team of changing requirements and with upcoming regulatory adjustments that affect the business.
• Helps review complaints, trends, and data to determine needs and adjust project requirements as necessary.
• Offers support with technical documentation for internal and external teams, manufacturing sites and co-packers.
• Oversee supplier and manufacturing quality systems by reviewing audits, corrective actions, non-conformities, and investigations.
• Escalates and informs management of non-conforming activity or events.
• Serves a supporting role for escalation of internal and external compliance-related issues.
• Actively engage and build relationships with regulatory bodies.
• Provide support to laboratory team with analytical testing and data management as necessary.
• Other duties as assigned

Experience, Knowledge, & Skills You Bring:

• 2-4 years experience in the food, supplement, or cosmetic industry
• 1-3 years regulatory experience
• Strong working knowledge of FDA regulations and good basic knowledge of USDA regulations pertaining to food labeling, materials, etc.
• CFIA, EFSA, and APAC regulatory background experience a major plus
• Good working knowledge of GFSI, HACCP and other third-party audits
• Proficient use of Microsoft application
• Excellent organization, time management and verbal/written skills

What You'll Need to Succeed:

• Passionate about a purpose driven career
• Comfortable working with ambiguities
• High attention to details
• Strong written and verbal communication skills
• Able to work independently in a deadline driven environment

Education & Certification:

• BS in Food Science, Nutrition, Regulatory or Life Sciences is required.
• PCQI/FSVP/HACCP certifications a plus.

Travel Requirements:

• Up to 10% travel expected

Job Summary:

We are seeking a detail-oriented and proactive Junior Officer to join our Thailand Risk & Brand Protection team. The individual will assist in ensuring the organization and practitioners comply with regulatory requirements, internal policies (such as independence, ethical requirements) and professional and industry standards. This entry-level role provides an excellent opportunity to grow within the compliance field by supporting various compliance activities and learning from experienced professionals.

Key Responsibilities:

• Assist in monitoring and reviewing internal processes to ensure adherence to regulatory requirements and internal policies.
• Maintain accurate records of compliance activities and communications.
• Assist with employee training on compliance policies and procedures.
• Respond to routine compliance inquiries and support investigations of potential compliance issues.
• Collaborate with other departments to promote a culture of compliance across the organization.
• Support the preparation and maintenance of compliance documentation and reports.
• Stay updated on relevant internal requirements, laws and regulations.

Qualifications:

• Bachelor's degree in any field with analytical skill.
• Prior internship or work experience in compliance, risk management, legal, or finance is a plus but not mandatory.
• Strong attention to detail and analytical skills.
• Excellent communication and interpersonal abilities.
• Ability to communicate with colleagues in English language.
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).
• Ability to handle confidential information with integrity and discretion.
• Eagerness to learn and develop within the compliance field.

Preferred Skills:

• Ability to work independently and as part of a team.
• Strong organizational and time management skills.
• Problem-solving mindset with a proactive approach to compliance challenges.

Job Description

● Providing guidance on financial service laws and regulations in relation to commercial banking or digital banking business, such as the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) rules and regulations

● Coordinating and working closely with business units and relevant regulators to ensure that the organization fully complies with relevant laws, rules and regulations

● Communicating timely regulatory requirements to all related parties

● Educating employees on relevant laws, rules and regulations and the impact of non-compliance on the organization

● Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance

● Developing regulatory compliance procedure and facilitating Business Unit to embed regulatory compliance procedure in Business Unit process

● Maintaining up-to-date Regulatory Compliance policies & procedures

● Developing and maintaining Regulatory Compliance program

● Conducting monitoring and Regulatory Compliance Review to ensure consistent regulatory compliance across the organization

● Recording and escalating the review findings properly and following up with responsible managements to ensure the issues are rectified in a timely manner

● Additional duties as assigned by the Head of Compliance

Qualifications

● Bachelor's degree or higher in any field. Advanced degree preferred

● A minimum of 5 years of relevant experience in compliance, legal, corporate governance or other

control-related functions in the financial services firm, regulatory organization. Hands-on experience in retail banking compliance is a plus.

● Experience on financial service laws and regulations in relation to the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) is

preferred.

● Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

● Strong project management skills with the ability to handle multiple tasks at one time

● Adaptive, being a fast learner with strong working ethic and service mind

● Strong communication skills in both Thai and English

● MS Office proficiency

Responsibilities:

• Providing guidance on financial service laws and regulations in relation to commercial banking or digital banking business, such as the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) rules and regulations
• Coordinating and working closely with business units and relevant regulators to ensure that the organization fully complies with relevant laws, rules and regulations
• Communicating timely regulatory requirements to all related parties
• Educating employees on relevant laws, rules and regulations and the impact of non-compliance on the organization
• Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance
• Developing regulatory compliance procedure and facilitating Business Unit to embed regulatory compliance procedure in Business Unit process
• Maintaining up-to-date Regulatory Compliance policies & procedures
• Developing and maintaining Regulatory Compliance program
• Conducting monitoring and Regulatory Compliance Review to ensure consistent regulatory compliance across the organization
• Recording and escalating the review findings properly and following up with responsible managements to ensure the issues are rectified in a timely manner

Requirement:

• Bachelor's degree or higher in Law, Finance, Business Administration, or related field (Master's degree is an advantage).
• Minimum 5–8 years of experience in regulatory compliance, legal, or risk management within banking, financial services, or digital banking.
• Strong knowledge of financial service regulations issued by the Bank of Thailand (BOT), Securities and Exchange Commission (SEC), and Office of Insurance Commission (OIC) including other related regulators
• Proven experience in developing and implementing compliance frameworks, policies, and procedures.
• Strong communication and stakeholder management skills, with the ability to liaise effectively with regulators and internal teams.